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ntroduction

Nematodes are microscopic, wormlike organisms (Fig. 1) that live in water films and water-filled pore spaces in the soil. Typically, they are most abundant in the upper soil layers where organic matter, plant roots, and other resources are most abundant. Nematode abundance in soils—managed and unmanaged—ranges from 1–10 million individuals/m2 (Peterson and Luxton, 1982; Lavelle and Spain, 2001).



Figure 1. A typical free-living, bacterial-feeding nematode, less than 1mm (0.04in) in length. Figure credit: Ed Zaborski, University of Illinois.

Most research on soil nematodes has focused on the plant-parasitic nematodes that attack the roots of cultivated crops. Less attention has been given to nematodes that are not plant-feeders and play beneficial roles in the soil environment. This article describes the important roles played by nematodes in soil ecosystems, as well as their potential to be used as indicators of soil condition in organic farming systems.

Nematode Feeding Habits

Nematodes can be classified into functional groups based on their feeding habits, which can often be deduced from the structure of their mouthparts (Fig. 2). In agricultural soils, the most common groups of nematodes are the bacterial-feeders, fungal-feeders, plant parasites, predators, and omnivores. Predatory nematodes feed on protozoa and other soil nematodes. Omnivores feed on different foods depending on environmental conditions and food availability; for example, omnivorous nematodes can be predators, but in the absence of their primary food source, they can feed on fungi or bacteria.



Figure 2. Nematodes can be classified into different feeding groups based on the structure of their mouthparts. (a) bacterial feeder, (b) fungal feeder, (c) plant feeder, (d) predator, (e) omnivore. Figure credit: Ed Zaborski, University of Illinois.

Importance of Nematodes in Agricultural Systems

Nematodes contribute to a variety of functions within the soil system. In agricultural systems, nematodes can enhance nutrient mineralization and act as biological control agents.

Nematodes and Soil Fertility

Soil nematodes, especially bacterial- and fungal-feeding nematodes, can contribute to maintaining adequate levels of plant-available N in farming systems relying on organic sources of fertility (Ferris et al., 1998). The process of converting nutrients from organic to inorganic form is termed mineralization; mineralization is a critical soil process because plants take up nutrients from the soil primarily in inorganic forms. Nematodes contribute directly to nutrient mineralization through their feeding interactions. For example, bacterial-feeding nematodes consume N in the form of proteins and other N-containing compounds in bacterial tissues and release excess N in the form of ammonium, which is readily available for plant use. Indirectly, nematodes enhance decomposition and nutrient cycling by grazing and rejuvenating old, inactive bacterial and fungal colonies, and by spreading bacteria and fungi to newly available organic residues. In the absence of grazers, such as nematodes and protozoa, nutrients can remain immobilized and unavailable for plant uptake in bacterial and fungal biomass.

Bacterial-feeding nematodes are the most abundant nematode group in agricultural soils. Their abundance closely follows that of bacterial populations, which tend to increase when soil disturbances, such as tillage, increase the availability of readily-decomposable organic matter. Nitrogen mineralization in the soil occurs at a higher rate when bacterial-feeding nematodes are present than when they are absent. The contribution of bacterial-feeding nematodes to soil N supply depends, in part, on the quality and quantity of soil organic matter fueling the system. Net N mineralization from decomposing organic residues takes place when the carbon:nitrogen (C:N) ratio of organic residue is below 20 (that is, 20 parts C to 1 part N). When the C:N ratio is greater than 30, the rate of mineralization decreases because microbes compete for N to meet their nutritional requirements. In this situation, N is immobilized in the microbial biomass. Incorporation of manure, compost, and cover crops with intermediate C:N ratios (ranging from 10 to 18) may stimulate bacterial growth and the abundance of bacterial-feeding nematodes, and increase soil N availability to plants.

Fungal-feeding nematodes are relatively more abundant in less-disturbed (e.g. notill systems) and perennial systems, where conditions for fungal growth are promoted, than in disturbed systems. Like bacterial feeding nematodes, fungal-feeding nematodes contribute to the process of nutrient mineralization by releasing N and other plant nutrients from consumed fungal tissue. However, in agricultural systems, bacterial-feeding nematodes typically release more inorganic N than fungal-feeding nematodes.

Nematodes as Natural Enemies and Biological Control Agents

Predatory nematodes are of interest because of their role in regulating the populations of other organisms. They generally feed on smaller organisms like protozoa and other nematodes. Thus they can help moderate population growth of bacterial- and fungal-feeding nematodes and protozoa, and help regulate populations of plant-parasitic nematodes.

Insect-parasitic nematodes are species of bacterial-feeding nematodes that live in close association with specific species of bacteria; together, they can infect and kill a range of insect hosts. The infective juvenile stage of insect-parasitic nematodes seeks out insect hosts to continue its development into adults. once a host is found, the nematodes penetrate the insect body and release their bacterial associates into the insect’s body cavity. These bacteria multiply and overwhelm the immune response of the host insect, ultimately killing the host. The nematodes feed on these bacteria, mature, and reproduce until all the resources within the insect host are consumed; then, infective juvenile nematodes escape the insect host's body and disperse in the soil to seek new hosts. Insect-parasitic nematodes are available commercially for use in inundative releases to manage the populations of a variety of insect pests.

Plant-Parasitic Nematodes

Most plant-parasitic nematodes feed on the roots of plants. Some species attach to the outside surface of plant roots (Fig. 3), piercing the root tissue to suck up the cellular content; other species pierce and penetrate the roots of plants, living and reproducing entirely within the root itself. A relatively small number of important plant-parasitic nematode species are known to cause substantial economic damage in cropping systems around the world. The determination of tolerance limits or economic thresholds for plant-parasitic nematodes varies with many factors like species, plant tolerance, and soil type. Because plant parasitic nematodes show varying degrees of host specificity, carefully designed crop rotations are usually a powerful tool for reducing nematode-associated yield losses.



Figure 3. White potato cyst nematode, Globodera pallida (Stone) Behrens, on plant roots. Cyst nematode females attach to root systems with their mouthparts to feed, and then their bodies swell into egg-filled cysts that can be visible to the naked eye. Figure credit: Bonsak Hammeraas, Bioforsk—Norwegian Institute for Agricultural and Environmental Research, Bugwood.org.

Soil Nematode Communities

The proportions of the different feeding groups in the soil nematode community vary between systems and seasons, and they are influenced by a variety of factors, including crop and soil management practices (Freckman and Ettema, 1993) and the presence and abundance of natural enemies. Management practices like tillage, crop rotation, and the use of organic amendments influence the physical and biological characteristics of the soil that influence the abundance of nematodes. Fungal-feeding, predatory, and omnivorous nematodes are very sensitive to soil disturbances (Ferris et al., 2001), and agricultural systems with fewer physical and chemical disturbances, such as pastures, hay fields, and orchards, tend to support larger populations of these nematodes than more frequently disturbed systems like vegetable- and row-crop fields. on the other hand, tillage and incorporation of organic residues increase the proportion of some bacterial-feeding nematodes (Griffiths et al., 1994; Ferris et al., 2001; Nahar et al., 2006), often offsetting declines in the numbers of other feeding groups and increasing the total abundance of nematodes (Neher, 1999). The wide variety of natural enemies that feed on or infect nematodes—predatory nematodes, predatory microarthropods, and nematode-trapping fungi, for example—may have a considerable impact on nematodes in agricultural systems (Stirling, 1991).

Implications for Farming System Management

Agricultural management may increase the abundance of soil nematodes, primarily through the increase in the abundance of bacterial-feeding nematodes associated with tillage and the incorporation of organic residues (Neher, 1999). Soil conditions in agricultural production systems can be improved by enhancing nutrient availability and providing habitat for beneficial soil organisms. Maintenance of large populations of bacterial-feeding nematodes with practices that promote N mineralization throughout the growing season may enhance crop productivity, but a surplus of mineral N is not desirable from the environmental point of view because of an increased risk of nitrate leaching. In an ideal production system, N supply would be synchronized with plant demand. on the other hand, cultural practices like tillage or cultivation may reduce the complexity of the soil food web. Thus, a decrease in the frequency and intensity of tillage may promote the conservation of predatory nematodes and contribute to improved farming system performance.

References

  • Ferris, H., T. Bongers, and R. G. M. de Goede. 2001. A framework for soil food web diagnostics: Extension of the nematode faunal analysis concept. Applied Soil Ecology 18: 13–29.
  • Ferris, H., R.C. Venette, H.R. van der Meulen, and S.S. Lau. 1998. Nitrogen mineralization by bacterial-feeding nematodes: Verification and measurement. Plant and Soil 203: 159–171.
  • Freckman, D.W., and C.H. Ettema. 1993. Assessing nematode communities in agroecosystems of varying human intervention. Agriculture, Ecosystems & Environment 45: 239–261.
  • Griffiths, B.S., K. Ritz, and R.E. Wheatley. 1994. Nematodes as indicators of enhanced microbiological activity in a Scottish organic farming system. Soil Use and Management. 10: 20–24.
  • Lavelle, P., and A.V. Spain. 2001. Soil ecology. Kluwer Academic Publishers, Boston, MA.
  • Nahar, M.S., P.S. Grewal, S.A. Miller, D. Stinner, B.R. Stinner, M.D. Kleinhenz, A. Wszelaki, and D. Doohan. 2006. Differential effects of raw and composted manure on nematode community, and its indicative value for soil microbial, physical and chemical properties. Applied Soil Ecology 34: 140–151.
  • Neher, D.A. 1999. Soil community composition and ecosystem processes: Comparing agricultural systems with natural ecosystems. Agroforestry Systems 45: 159–185.
  • Peterson, H., and M. Luxton. 1982. A comparative analysis of soil fauna populations and their role in decomposition processes. Oikos 39: 287–388.
  • Stirling, G.R. 1991. Biological control of plant parasitic nematodes. CAB International, Wallingford, U.K.

Further Reading


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취재자는 유럽의 농민들 가운데 35세 이하의 젊은 농부는 단 7%라는 사실을 보고는 과연 그들이 어떻게 살고 있는지 알아보기 위해 길을 나선다.


짧은 영어이지만 알아들은 바를 나열하자면, 


첫번째로 목화와 사탕무, 옥수수, 토마토 등을 680에어커의 농지에서 재배하는 젊은 관행농민이 나온다.

그는 대부분 수출하고, 아주 일부만 그리스 시장으로 출하한다. 

현재 농사에서 가장 어려운 부분은 물 문제. 건조한 지역이다 보니 물이 부족하고, 그로 인해 생산일정에 차질이 생기기도 한다고.

그는 현재 그리스의 농업은 지속가능하지 않다고 평가한다. 왜냐하면, 젊은 사람이 너무 없기 때문에 낡은 기반시설처럼 언젠가 멈춰버릴지도 모른다고 이야기한다.

정부에서 제공되는 보조금은 충분치 않다고. 그런데 예전에는 수입을 최대한 올리기 위해서 더 많은 수확량을 생산해서 팔아야 한다고 했지만, 자신은 더 고품질의 농산물을 생산하여 더 높은 부가가치를 올리려 한다고 말한다.


두번째로는 도시농부가 잠깐 등장하여 도시농업이 그리스의 재정위기를 극복하는 데 도움이 될 수 있다고 언급하며 사라지고,


마지막 올리브 농사를 짓는 젊은 농부가 나와 귀농이 필요하다고 이야기하며 마무리. 중간에 잠깐 도시의 여성이 나와 귀농하자고 이야기하는 부분도 보인다. 

이 부분에서 열심히 생산해도 그냥 값싼 수입산을 들여다 파니 뭐 할말이 없다는 이야기도 나온다. 역시나 한국과 비슷한 처지이런가...


농업 부문은 자유무역의 대상이 되어서는 안 된다는 주장이 강하게 떠오른다.



Videoblog on CAP | Episode 1: Food Security from foodpolitics on Vimeo.



다음편...


처음에는 달팽이 농장을 하는 자매가 나온다. 그들은 생산된 달팽이의 70%는 유럽의 각지로 수출하고, 나머지 30%는 그리스에 판매한다고. 

농사를 지어 좋은 점이라면, 자연에 가까이 살 수 있으며 그리스의 경제위기에서도 큰 어려움 없이 살아남았다는 점.

어려운 점은, 정부에서 각국의 달팽이 시세라든지 수요량 등에 관한 정보를 제공해주면 좋겠다고 한다. 역시 모든 걸 농민 개인이 알아서 하기는 어려운 것이다. 그래서 정부의 각 기관이 있는 것이 아니겠는가. 


두번째로는 산토리니에서 와인을 제조하는 사람이 나온다.

그의 포도나무는 수령이 100년이라는데 아주 흥미롭다. 해풍이라는 자연조건이 포도나무를 납짝 엎드리게 만들었다. 또한 흙이 화산토라서 포도의 맛과 향이 다를 것 같기도 하다. 그 때문에 수확량이 적지만 고품질의 가치가 높은 포도가 생산된다고. 

이 사람은 6에이커, 그러니까 7300평쯤 되는 밭이 있다. 여기에 1에어커당 70유로의 정부 보조금이 나온다. 

그럼 모두 420유로를 받는 셈인데, 이걸로는 인건비도 충당하기 힘들다고... 그래서 젊은 사람들이 농업에 종사하기가 어렵다고 지적한다.


역시 그리스도 우리와 비슷한 상황이다. 자, 한 번 봅시다.



Videoblog on CAP | Episode 2: Young Farmers from foodpolitics on Vimeo.




500마리의 염소를 방목하는 목동을 지나쳐 대규모 축산업을 하는 20대의 형제를 만남.

그들은 800마리의 젖소, 850마리의 고깃소, 200마리의 송아지 등 모두 2000마리 정도를 사육한다.

유럽연합에서 권하는 공간보다 더 넓은 공간과 쾌적한 보금자리를 제공하여 양질의 우유를 생산하려 노력한다고.

이들이 생산하는 우유의 양이 그리스 전체의 1.5%를 담당한다. 하루에 55톤의 사료를 먹이고, 한 마리당 45kg의 우유를 생산한다고.

8가지의 곡물을 섞은 사료를 먹이는데, 콩은 쓰지 않는다. 그 이유는 유전자조작일 가능성이 높고 그리스에서 생산되지 않기 때문. 


다음으로 유기농 시설하우스 농부. 그는 토마토, 오이, 바나나 등을 생산.

비닐하우스의 비닐은 4~5년에 한 번 교체하는데, 그렇게 걷어낸 비닐은 깨끗이 하여 재활용시키기에 환경을 오염시키지 않는다.

그는 그리스의 미래는 농촌에 있다며 자신은 이곳을 떠나지 않겠다고.


마지막으로 토종 종자를 보존하는 운동을 하는 사람이 등장.

FAO에 따르면 대규모 단작 방식을 지원하는 농업정책으로 인하여 세계의 토종 종자 가운데 90%가 소멸했다고 지적.

그러나 토종은 생물다양성과 미래의 기후변화 등에 소중한 유전자원이라는 점을 강조.



Videoblog on CAP | Episode 3: Environment from foodpolitics on Vimeo.




마지막으로 농업 장관을 만나서 지금까지의 이야기들을 총정리한다.

이건 그냥 한 번 쭈욱 끝까지 보시길...



Videoblog on CAP | Episode 4: Epilogue from foodpolitics on Vimeo.



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Abstract

Organic mulches can suppress annual weeds and offer other important benefits, such as organic matter, nutrients, moisture conservation, soil protection, and moderation of soil temperature. Drawbacks include costs and labor of application, limited efficacy on perennial weeds, delayed soil warming, and the potential to carry weed seeds and harbor pests.

Hay, straw, and fresh-cut forage or cover crops are among the most versatile and widely-used organic mulches. They can suppress weed germination and emergence when applied at reasonable rates, are fairly easy to apply, reduce evaporative losses of soil moisture while allowing rainfall to reach the soil, and provide other benefits. Caution is needed to avoid bringing in weed seeds or herbicide residues with hay from off-farm sources. Tree leaves, chipped brush, and other forest-based mulches are often beneficial to small fruit and other perennial crops, but may not be an economical option for weed control at a multi-acre scale. This article explores in greater depth the properties, uses, advantages, and disadvantages of a variety of organic mulch materials.

Introduction

Organic mulch materials include grain straw, fresh or old hay, fresh-cut forage or cover crops, chipped brush, wood shavings, tree leaves, cotton gin waste, rice or buckwheat hulls, and other crop residues. Hay and straw are among the most widely used organic mulches in organic horticulture. Cover crops can be grown to maturity (flowering), mechanically killed, and left on the soil surface to provide an in-situ organic mulch for no-till planting. Leaf mold (decomposed tree leaves), compost, and aged manure have also been used as organic mulches, although their crumbly texture may not provide as effective a barrier to weed seedlings as other materials.

Organic mulches suppress weeds in several ways. First, they block seed germination stimuli by intercepting light, reducing soil temperature, and greatly dampening day–night temperature fluctuations. As a result, fewer weed seeds germinate under the mulch than in uncovered soil. Second, the mulch physically hinders emergence of those weeds that do germinate. If the mulch is thick enough to prevent light from reaching the trapped seedlings, they eventually die. Third, some mulch materials, such as grain straw and fresh-cut forages like sorghum-sudangrass, release natural substances that inhibit weed seedling growth for several weeks after application, a process known as allelopathy. Finally, organic mulch can enhance crop growth and competitiveness against weeds by conserving soil moisture and moderating soil temperature.

Straw and other organic mulches effectively block emergence of most weeds germinating from seed, although grasses and large-seeded broadleaf weeds may require a greater thickness of material than small-seeded broadleaf weeds, which have more delicate seedlings. Perennial weeds arising from rootstocks, rhizomes, tubers, or other vegetative propagules can penetrate most organic mulches.

Weeds that have already emerged at the time of mulch application should be cultivated or hoed out before spreading mulch; simply laying the organic materials over established weeds is less effective. once the weeds break through the mulch, they will enjoy the same mulching benefits as the crop, and will grow vigorously.

Usually, some weeds will eventually emerge through an organic mulch. Fast-growing, canopy-forming crop like sweet potato, squash, or snap bean often shade-out these late emerging weeds. In slower-growing, less competitive vegetables like onion and carrot, manual weeding or application of additional mulch may be required to maintain satisfactory weed control.

Hay

Hay is often used to mulch horticultural crops in regions such as southern Appalachia, where the predominant farming systems include hay production, and old hay is more affordable than straw and other materials. Hay has some drawbacks and must be chosen and used with care. However, it is fairly easy to apply in small scale plantings, and is usually beneficial to soil quality and crop production (Fig. 1). A hay mulch of about 3–4 inch thickness can:

  • Reduce emergence of weed seedlings, especially small–seeded broadleaf annuals.
  • Provide habitat for beneficial organisms, including ground beetles and other weed seed consumers.
  • Allow air and rain to reach the soil.
  • Moderate soil temperature during hot weather.
  • Conserve soil moisture.
  • Prevent soil crusting and erosion.
  • Keep pumpkins, melons, and other fruiting crops out of direct contact with soil, and therefore cleaner.
  • Add significant amounts of organic matter and slow-release nutrients, especially potassium (K).

mulched garlic and tomatos
Figure 1. (a) Garlic mulched with hay immediately after planting in October; photographed in April. (b) Tomato mulched with hay after the crop became established, several weeks before the photo was taken. The mulch delayed weed emergence and provided favorable conditions for crop growth. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Hay also has some significant drawbacks, in that it:

  • Does not suppress most perennial weeds.
  • May contain weed seeds (Fig. 2) or herbicide residues (see Sidebar).
  • Can harbor slugs, squash bugs, voles, and other pests.
  • Can keep the soil too cool or wet, slowing crop growth or maturation.
  • Can accentuate frost damage by keeping the soil's radiant heat from reaching crop foliage.
  • Can build up excessive soil K levels when used year after year.


Figure 2. This hay was cut too late in its development, and carried mature seeds. As a result, forage grasses (fine–textured seedlings) are growing in this cucumber bed. Additional weeds have emerged from the soil's weed seed bank because the mulch application was not sufficiently heavy to cover the soil surface completely. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Sidebar: Hay Mulch—Check Your Source!

Hay from off-farm sources is a notorious source for new and serious weed species on a farm. Even in fields with good weed management, hay that has been cut too late in its development will carry seeds of the forage species themselves, which can be a nuisance if they come up in a vegetable crop. In addition to weed seed, the grower must be alert to the possibility of herbicide residues.

Some grass hay is produced with the use of weed control products that contain highly persistent active ingredients, including clopyralid, aminopyralid, picloram, and aminocyclopyrachlor, all of which are highly toxic to broadleaf plants. Hay from fields treated with any of these materials can cause severe damage to tomato family, cucurbit family, and other vegetable crops around which the hay is applied as mulch (Plaksin and Bynum, 2007). Symptoms include curling and twisting of leaves and petioles (leaf stalks), and stunted growth, which can lead to crop failure or plant death. Subsequent vegetable or broadleaf cover crop plantings may continue to show symptoms for a year or more after initial contamination, and the field may lose eligibility for organic certification until herbicide residues have disappeared.

These herbicides are not degraded by composting. If horses or cattle graze or eat hay from treated fields, and their manure is hot-composted, cured for a year, and applied to vegetable beds, the vegetables can still suffer damage.

It always pays to check with the farmer who grew the hay regarding weed management practices, herbicide use, and time of cutting relative to forage seed set, before bringing hay onto the farm for use as mulch on horticultural crops.

Not all hay is alike. Grass hay is lower in nitrogen (N) and phosphorus (P), higher in K, and more persistent and weed-suppressive than legume hay. Because of its high cargon-to-nitrogen (C:N) ratio, grass hay has sometimes been reported to tie up soil N. However, this is most likely to occur when the hay is incorporated into the soil, not when it is applied to the surface as a mulch. A grass–legume mix (such as timothy–alfalfa, fescue–red clover, or rye–hairy vetch) yields a more balanced mulch that provides slow release nutrients to soil life and crops, and persists long enough to provide several weeks of weed suppression.

Fresh hay is more pleasant to spread but more likely to contain large numbers of viable weed seeds than old, spoiled hay. Second or third cuttings of hay are especially likely to have weed seeds (Mohler and DiTommaso, unpublished). Leaving hay bales or rolls in the rain for a year or so reduces weed seed viability, but moldy hay can be nasty and hazardous to handle, and does not provide as clean or long-lasting a mulch. A better solution is to grow and harvest mulch hay on farm, taking care to cut the mulch crop before viable seeds are formed. Mulch hay can be derived from perennial forages or annual cover crops (rye, sorghum-sudangrass, etc.). Note that repeated hay harvests from a given field can deplete soil nutrients, notably P, K, and calcium (Ca). Crop rotations that alternate annual or perennial mulch crops with vegetables that receive the mulch can promote better nutrient balance by minimizing the nutrient depletion of hay harvest while avoiding the potential K excesses from repeated mulch application.

Applying hay manually is most feasible at a small scale, for example, a half acre of a high value crop. A few farmers have used bale choppers to mechanize application of hay or straw in small rectangular bales. Large rolls (round bales) are commonly unrolled between rows of widely spaced crops like tomato, a job which usually requires a tractor to place the ~1,000 lb roll at the beginning of the crop row, and two people to unroll it.

A number of farmers have streamlined on-farm harvest and application of mulch by using a flail chopper and forage wagon for harvest, and then pitchforking the fresh-cut forage off the wagon as it is pulled slowly along crop rows (Kittredge, 2008–09a). Other producers, including David Stern of Rose Valley Farm in upstate New York, grow alternate rows of vegetable and cover crop (e.g., potato and sorghum-sudangrass), and periodically mow the cover crop, blowing the clippings into the vegetable row as mulch (Schonbeck, 2007). This approach saves the labor and costs of curing, baling, and storing hay. However, fresh grass or legume "green chop" has been reported to promote certain soil-borne pathogens for a short period after application (Mohler and DiTommaso, unpublished); thus, fresh-cut forage mulches should be tested on a small area for each crop before field-wide application.

Some tips for optimal use of hay mulch for weed control:

  • Grow and use on-farm hay if practical.
  • Check sources of off-farm hay for weed seeds and herbicide residues before purchasing.
  • Apply mulch when crops are well established, and soil temperature and moisture are optimum for the crops being grown (exception: fall planted garlic is mulched immediately after planting).
  • Hoe or cultivate at the beginning of a warm sunny day, wait 12–36 hours to let uprooted weeds die, then spread mulch (applies to all organic mulches).
  • Use enough hay to suppress most weed seedlings, about 3–4 inches or 5–10 tons per acre.
  • Monitor soil nutrient levels, especially K.
  • Rotate mulched vegetables with non-mulched crops or hay production.

Straw

Straw, defined here as the stalks and other residues left after harvest of a mature grain, is similar to hay in texture, potential for soil protection and moisture conservation, weed suppression, and application methods. Straw differs from hay in that it:

  • Has higher carbon to nitrogen (C:N ratio).
  • Provides a cleaner, more persistent mulch that is slower to decompose, and more effective in keeping the fruit of pumpkin and other vine crops clean.
  • May carry seeds of the grain crop itself, but is less likely to carry other weed seeds.
  • Has somewhat lower K levels and slower K release.
  • Is lighter colored and more reflective, hence it may cool soil more than hay.

Because straw is so much less likely to introduce serious new weed problems than hay, organic horticultural farmers located in or near grain-producing regions where straw is available and affordable often prefer straw over hay. The high C:N ratio of straw precludes much release of N from mulch to the current year's crop, but usually does not lead to tie-up of soil N, as long as the mulch lies on top of the soil and is not tilled in.

The dramatic soil cooling under straw can delay crop growth (Fig. 3); however it can be beneficial for cool weather crops like potato, in which tuber growth is inhibited by soil temperatures above 70°F (Fig. 4a); and for other crops during hot summer weather (Fig. 4b). For example, tomato shows optimal nutrient uptake and production at root zone temperatures of 70–85°F, and becomes stressed at higher temperatures (Abdul-Baki and Teasdale, 1994, Tindall et al., 1990, Tindall et al., 1991); thus, it often performs better in organic than in plastic mulches during the heat of summer. Bright, reflective straw can intensify heating of crop foliage under a row cover, resulting in crop damage (Kittredge, 2008–09a), and may also increase damage from frosts.


Figure 3. The light colored grain straw was applied too early in the season. The mulch has suppressed weeds, but also seriously delayed soil warming and tomato growth (compare to plastic mulched tomato in upper left). Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

mulched potatoes and eggplant
Figure 4. (a) Potato tuber yields are often enhanced by the cooler soil conditions under a straw mulch. (b) The straw was applied after the soil had warmed to optimal temperatures for eggplant, and is now helping the crop thrive during intense summer heat. A few weeds have emerged at this point, but are unlikely to affect yield in the vigorous, established eggplant crop. 
Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Rye, wheat, and other grain crops cut for mulch at an earlier stage of maturity (e.g., head emergence or pollen shed) are richer in nutrients and less likely to immobilize soil N than straw left by grain harvest. Rye, triticale, and other winter grains cut at the milk stage (before the seeds become viable) yields excellent straw for mulch, and minimize the risk of volunteer cereal grains becoming a weed (Fig. 5). Cereal grain cover crops rolled down at the milk stage are particularly popular for no-till pumpkin production, as they help keep the fruit clean, reduce soilborne diseases, and promote even color development (Ron Morse, Virginia Tech, pers. comm.).


Figure 5. Self-seeding of cereal grain occasionally causes a weed problem in straw mulch. In order to avoid this problem, some farmers grow their own grain straw for mulch, and harvest the mulch crop before seeds become viable. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Tree Leaves

Hardwood leaves that fall naturally in autumn are sometimes used as mulch in vegetable production (Fig. 6a). They are rich in calcium (Ca) and micronutrients, contain small to moderate amounts of N, P, and K, and decompose gradually to form leaf mold, a humus-like material that is valued by horticulturists. Millions of suburban residents rake up autumn leaves for disposal, and a growing number of farmers and other entrepreneurs accept leaves for mulch or for making compost. Leaves are often used for berries and some other perennials that tolerate or prefer some acidity. Pine needles (pine straw) are lower in nutrients, more persistent, and more acidic than hardwood leaves, and can be especially useful for blueberries, which require a low pH (Fig. 6b). Tree leaves are much less likely than hay to carry the seeds of agricultural weeds; however, they have been observed to carry tree seeds (especially maple or ash), which germinate into vigorous seedlings that readily emerge through the mulch.

mulched onions and blueberries
Figure 6. (a) onion mulched with tree leaves gathered the preceding autumn at Potomac Vegetable Farms in Vienna, VA, near Washington, DC. (b) New blueberry planting in Floyd, VA mulched with pine needles (foreground) and grain straw (background). Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Some disadvantages of tree leaves as a mulch include:

  • A tendency to mat down when wet, creating soggy or airless soil conditions.
  • A tendency to blow away in the wind when dry, or to blow onto and smother young crop seedlings.
  • Labor intensive application, not feasible at a larger scale.
  • Presence of trash (cans, glass, plastic, etc.) in municipal leaves or yard waste.

The soil benefits of tree leaves can also be realized by including them in compost piles, or making leaf mold (leaves aged for 1–2 years until crumbly), which is an excellent soil amendment or potting mix ingredient.

Chipped Brush, Wood Shavings, Bark

These forest product mulches are most often used on perennial crops such as berries (Fig. 7) and ornamental perennials, many of which like a somewhat acidic soil rich in mycorrhizae and other beneficial fungi supported by these materials. They tend to be coarser and higher density than hay or straw, require higher tonnage per acre to suppress weeds, and may not be economical for most larger-scale applications. Other characteristics include:

  • High C:N ratio.
  • Relatively long lived.
  • Allelopathic properties when fresh, especially walnut and some conifers (softwoods).
  • Provide calcium (Ca), micronutrients, and small amounts of N, P, and K.
  • Formation of stable humus when fully decomposed.


Figure 7. A perennial variety of strawberry in a garden in Floyd, VA thrives and yields well in a mulch of chipped brush, aged about one year before application. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Wood based or bark mulches should be aged for at least a year outdoors before application near crop rows, to minimize possible allelopathic suppression of crop growth. However, fresh chipped brush can be useful for suppressing weeds in paths or alleys between beds. one grower in New Jersey has had excellent results with 1–2 year old hardwood chips as mulch, and 8–11 year aged hardwood chips as a soil amendment for blueberry (Kittredge, 2008-09b).

Wood chip and bark mulches should not be piled against the bases of trees or shrubs, as this can promote the development of fungal diseases. Limit mulch depth to 1–2 inches adjacent to and within 6–12 inches from the base, then increase the depth further away.

Sawdust

Sawdust is chemically similar to other wood products, but because it is so finely divided, it has the following disadvantages as a mulching material:

  • Tends to mat down and keep soil wet and airless.
  • Can tie up soil N as small particles or soluble carbohydrates leach into the soil.
  • Can be quite allelopathic against crops for a short time.
  • May be penetrated by some weeds, and may provide a good germination medium for wind-borne weed seeds.
  • May be washed away by heavy rain on sloping fields (Fig. 8).

mulching blueberries
Figure 8.(a) An intense rainstorm has washed a fine sawdust mulch away from newly planted blueberries. (b) The same storm damaged soil structure in un-mulched beds (right and background), whereas chipped brush held firm, protecting both soil and crop (left foreground). Several years after these photos were taken, the blueberry bushes mulched with sawdust remained visibly smaller than those in other mulches, as a result of N immobilization by the fine sawdust. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Compost

A few growers use compost as mulch, although the quantities required for effective weed suppression may not be economically feasible. In a study in Virginia, 1½–2 inches of leaf mold compost (50–90 tons per acre) did not suppress weeds quite as well as 4 inches (~8 tons per acre) of hay (Fig. 9) (Schonbeck, 1998). Compost is much more effective and economical to use as an ingredient in potting mixes (at 10–50% of total volume), or as a soil amendment at 1–10 tons/ac to inoculate the soil with beneficial organisms, provide slow-release nutrients, and improve soil structure. Higher application rates, such as those used in the study, commonly leads to excessive levels of P, K, and some micronutrients in the soil. The surplus P and K can favor the growth of weeds over crops in subsequent years.

mulching with compost
Figure 9. Mulching with compost (a) A municipal compost, based primarily on tree leaves, was applied at 50 tons per acre in this trial. (b) By midsummer, considerably more weeds emerged through the compost than through a 4–inch (~8 tons per acre) hay mulch. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

Manure

Manure is not recommended as a mulch for weed control. Many weed seeds pass through livestock digestive tracts unharmed, and the readily available nutrients in the manure stimulate weed growth. Lambsquarters (Chenopodium album) and spiny amaranth (Amaranthus spinosus)are just two of many nutrient-responsive weeds that are frequently spread in manure. Furthermore, uncomposted manure cannot be applied to USDA certified organic vegetable crops within 90–120 days of harvest, and applying sufficient manure to suppress weed seedling emergence from the soil is likely to create gross excesses of soil P and K.

Other Organic Residues

Crop residues—especially materials like cotton gin waste, rice hulls, peanut hulls, and buckwheat hulls—may be available in quantity in certain locales. Their ability to suppress weeds may vary, depending on texture and possibly chemical properties. Care should be taken to avoid crop residues that carry crop pathogens, weed seeds, or herbicide residues. Buckwheat hulls have been reported to attract cats using the mulched bed as a litter box, and thus may not be a good choice in neighborhoods with high cat populations.

Living Mulch

For many years, some growers have experimented with living mulches—perennial or annual cover crops growing between crop rows—in an effort to build soil quality while suppressing weeds. Experience has shown that living mulches allowed to grow in close proximity to crops often compete with the crop for moisture or nutrients, resulting in lower yields. However, in wide-spaced plantings, such as berries, alleys can be maintained in a perennial living mulch, while the area near crop rows are kept free of competing vegetation and mulched with straw, wood chip,or other organic materials (Fig. 10). Living mulches can also be planted in 2–3 foot wide strips between permanent vegetable beds to create firm, mud-free paths for tractor and foot traffic; define where workers and u-pickers should walk, and provide habitat for beneficial insects. Clippings from periodic mowing of the living mulch can be used to supplement organic mulch in crop beds.


Figure 10. A perennial living grass–clover mulch, maintained by regular mowing, maintains soil quality and suppresses weeds in alleys, while a 4-ft-wide zone for each row of blueberries is kept free of competing vegetation and mulched with straw and clippings from the alleys, to allow the new planting to become established. The grass-covered alleys also provide a better surface for foot traffic and minimize soil damage in u-pick berry fields. Photo credit: Mark Schonbeck, Virginia Association for Biological Farming.

References Cited

  • Abdul-Baki, A. A., and J. R. Teasdale. 1994. Sustainable production of fresh market tomatoes with organic mulches. USDA Farmers' Bulletin FB-2279.
  • Kittredge, J. 2008-09a. Mulching at Pleasant Valley Farm. The Natural Farmer 2(79): 32–39 (Winter 2008–09). (Available online at:http://www.nofa.org/tnf/Winter2008.pdf) (verified 12 Jan 2012).
  • Kittredge, J. 2008-09b. 24 acres of mulch. The Natural Farmer 2(79): 13–18 (Winter 2008–09). (Available online at: http://www.nofa.org/tnf/Winter2008.pdf) (verified 12 Jan 2012).
  • Mohler, C. L., and A. DiTommaso. Unpublished. Manage weeds on your farm: a guide to ecological strategies; version 5.1 (Cornell University, Dec. 4, 2008).
  • Plaksin, E., and R. Bynum. 2007. Contaminated hay ruins crops. Growing for Market 16: 1, 4–7. (Available online at:http://www.growingformarket.com/articles/20071220_28) (verified 12 Jan 2012).
  • Schonbeck, M. W. 1998. Weed suppression and labor costs associated with organic, plastic, and paper mulches in small-scale vegetable production. Journal of Sustainable Agriculture. 13: 13–33. (Available online at: http://dx.doi.org/10.1300/J064v13n02_04) (verified 12 Jan 2012).
  • Schonbeck, M. W. 2007. Beating the weeds with low-cost cover crops, intercropping, and steel. The Virginia Biological Farmer 30: 7–8.
  • Tindall, J. A., R. B. Beverly, and D. E. Radcliffe. 1991. Mulch effects on soil properties and tomato growth using micro-irrigation. Agronomy Journal 83: 1028–1034. (Available online at: https://www.crops.org/publications/aj/abstracts/83/6/AJ0830061028) (verified 12 Jan 2012).
  • Tindall, J. A., H. A. Mills, and D. E. Radcliffe. 1990. The effect of root zone temperature on nutrient uptake of tomato. Journal of Plant Nutrition 13: 939–956. (Available online at:http://dx.doi.org/10.1080/01904169009364127) (verified 12 Jan 2012).
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http://www.ecologyandsociety.org/vol17/iss4/art40/



요약


We hypothesize that biological diversification across ecological, spatial, and temporal scales maintains and regenerates the ecosystem services that provide critical inputs—such as maintenance of soil quality, nitrogen fixation, pollination, and pest control—to agriculture. Agrobiodiversity is sustained by diversified farming practices and it also supplies multiple ecosystem services to agriculture, thus reducing environmental externalities and the need for off-farm inputs. We reviewed the literature that compares biologically diversified farming systems with conventional farming systems, and we examined 12 ecosystem services: biodiversity; soil quality; nutrient management; water-holding capacity; control of weeds, diseases, and pests; pollination services; carbon sequestration; energy efficiency and reduction of warming potential; resistance and resilience to climate change; and crop productivity. We found that compared with conventional farming systems, diversified farming systems support substantially greater biodiversity, soil quality, carbon sequestration, and water-holding capacity in surface soils, energy-use efficiency, and resistance and resilience to climate change. Relative to conventional monocultures, diversified farming systems also enhance control of weeds, diseases, and arthropod pests and they increase pollination services; however, available evidence suggests that these practices may often be insufficient to control pests and diseases or provide sufficient pollination. Significantly less public funding has been applied to agroecological research and the improvement of diversified farming systems than to conventional systems. Despite this lack of support, diversified farming systems have only somewhat reduced mean crop productivity relative to conventional farming systems, but they produce far fewer environmental and social harms. We recommend that more research and crop breeding be conducted to improve diversified farming systems and reduce yield gaps when they occur. Because single diversified farming system practices, such as crop rotation, influence multiple ecosystem services, such research should be holistic and integrated across many components of the farming system. Detailed agroecological research especially is needed to develop crop- and region-specific approaches to control of weeds, diseases, and pests.




INTRODUCTION

While modern, industrialized agricultural systems in theory produce sufficient food to feed the world’s current population, they have accomplished this feat with significant ecological and social externalities (Hazell and Wood 2008). Food needs are projected to double by 2050. It is a global imperative to meet this growing demand for food in a manner that is socially equitable and ecologically sustainable over the long term. Here we examine the ecological benefits of using biologically diversified farming systems, as well as their potential to mitigate environmental externalities of conventional farming systems and their ability to contribute to global food security as world population rises to 9 billion. 

We define a diversified farming system as a system of agricultural production that, through a range of practices, incorporates agrobiodiversity across multiple spatial and/or temporal scales (Altieri 2004, Pearson 2007, Jackson et al. 2009, Tomich et al. 2011, Kremen et al. 2012).

Diversified farming systems share much in common with organic, multifunctional, sustainable, and agroecological management approaches and outcomes. The key indicators of a diversified farming system is that diversification across ecological, spatial, and temporal scales serves as the mechanism for maintaining and regenerating the biotic interactions and, in turn, the ecosystem services—e.g., soil quality, nitrogen fixation, pollination, and pest control— that provide critical inputs to agriculture (see also Shennan 2008). Across ecological scales, a diversified farming system includes several or all of: (1) genetic diversity within crop or livestock varieties; (2) varietal diversity within a single crop or livestock species; (3) multiple intercropped species, and/or integration of fish or livestock species; and (4) noncrop plantings and seminatural communities of plants and animals, such as insectary strips, hedgerows, riparian buffers, pastures, and woodlots. Across spatial scales, diversified farming systems promote agrobiodiversity through practices located within field (e.g., composting, intercropping, insectary strips, agroforestry), across the whole field (e.g., crop rotations, cover cropping, fallowing), around field perimeters (e.g., hedgerows, border plantings, grass strips), across multiple fields (mosaics of crop types and land-use practices), and at the landscape-to-regional scale (e.g., riparian buffers, woodlots, pastures, and natural or seminatural areas). Across temporal scales, asynchronous tilling, planting, harvesting, cover cropping, crop rotations, fallowing, or flooding contribute to the maintenance of landscape-scale heterogeneity (Shennan 2008), while no-till, perennial grass, forb or tree cropping systems, hedgerow set-asides, and forest gardens allow the natural processes of ecological succession to enhance agrobiodiversity dynamically (Altieri 2004, Glover et al. 2007, Bhagwat et al. 2008). 

Agrobiodiversity is sustained by diversified farming system practices and it also supplies multiple ecosystem services to agriculture, thereby reducing the need for off-farm inputs. For example, through composting and manuring, soils are produced that harbor diverse microbial and invertebrate communities which in turn promote nutrient cycling (Mäder et al. 2002, Reganold et al. 2010). Through intercropping of nitrogen-fixing legumes with grains, farmers achieve the well-known phenomenon of “over-yielding”—i.e., the production of a larger amount of each crop per unit area relative to production in monoculture—thereby increasing yields while reducing or eliminating fertilizer inputs (Vandermeer 1992). Intercropping is thought to promote over-yielding because different crops grown together can utilize more of the available resources (e.g., crops with different rooting depths can access a larger fraction of spatially stratified nutrients and water) or because one crop facilitates the growth of the other (Hauggard-Neilsen and Jensen 2005). By enhancing floral diversity on farms through insectary strips, hedgerows, or retention of seminatural areas, farmers may enhance or attract natural enemies and/or wild pollinators to their crops and thereby increase pest control or reduce or eliminate the need for honey bee rentals (Kremen et al. 2002, Morandin and Winston 2005, Letourneau et al. 2011). The supply of these ecosystem services (e.g., soil fertility, pest control, pollination) is critically dependent on the maintenance of the underlying biodiversity—from soil microbes to flora and fauna—and on their interactions (Altieri and Nicolls 2004, Hooper et al. 2005, Zhang et al. 2007, Hajjar et al. 2008, Shennan 2008, Jackson et al. 2009). Maintaining diversity across scales through diversified farming system practices not only enhances these ecosystem services (Table 1) but promotes their resilience in the face of disturbances such as drought, deluge, or pest infestations (Tengo and Belfrage 2004, Lin 2011).

Increasingly in the Global South and largely in the north, diversified farming systems have been replaced with highly simplified industrial monocultures (Benton et al. 2003, Tscharntke et al. 2005, DeFries et al. 2010). Average field and farm sizes have increased, while noncrop areas in and around farms have decreased, leading to higher levels of homogeneity at both the field and landscape scales. The collective simplification of agroecosystems has led to a loss of biodiversity and to reductions in the supply of key ecosystem services to and from agriculture (Tscharntke et al. 2005, Zhang et al. 2007). Without these ecosystem services, monocultures become dependent on off-farm inputs. For example, without the integration of farming practices that fix nitrogen, make efficient use of nutrients, and build soil fertility (see Table 1), growers must purchase and apply synthetic fertilizers. Similarly, without practices that prevent the build-up of pests and pathogens and promote diverse communities of natural enemies, growers must purchase and apply pesticides. While effective in producing high yields, conventional chemical inputs that substitute for ecosystem services contribute to significant environmental and social harms, including soil degradation, eutrophication of surface and groundwater, loss of biodiversity, increased greenhouse gas emissions, marine dead zones, and occupational and dietary exposure to toxic agrochemicals (Tilman et al. 2002, Diaz and Rosenberg 2008, Hayes et al. 2010, Marks et al. 2010, Gomiero et al. 2011a). Industrialized agriculture is also partially responsible for creating a range of social and economic impacts, including loss of access to land, corporate control of agricultural inputs, and the inability of small-scale producers to compete on the global market, resulting in high rates of poverty and the loss of food security for small holders (Bacon et al. 2012, Iles and Marsh 2012). 

We assessed the ecological performance of biologically diversified farming systems as compared with conventional (industrialized) systems across 12 key ecosystem services that represent inputs to farming (e.g., soil fertility), mitigation of externalities associated with farming (e.g., energy-use efficiency), adaptation of farming to environmental change (e.g., resistance and resilience to extreme weather events), and outputs from farming (crop productivity) (Table 2). We begin by discussing biodiversity, because it underlies all other services (Millennium Ecosystem Assessment 2005), and then we discuss the related services of soil quality maintenance, nutrient management, and water-holding capacity. Next we cover control of weeds, plant pathogens, and arthropod pests. We continue with pollination services, and then with climate-related services, including carbon sequestration, energy-use efficiency/reduction of global-warming potential, and the resistance and resilience of farming systems to extreme weather events. Finally, we consider crop productivity, including discussion of the potential trade-off of lowered yields against biodiversity and habitat conservation.

METHODS

For each service, we identified representative scientific literature in a Web of Science search using the terms specified in Table 2. We looked for papers that compared biologically based, diversified farming systems (including organic) with chemically based, biologically simplified conventional farming systems (i.e., those reliant on monoculture, inorganic fertilizers, and synthetic chemical pest-control inputs). We reviewed these papers and prioritized the following types of studies (in descending order) for inclusion in our review: (1) meta-analyses or quantitative syntheses; (2) studies of long-term systems (7+ years) or highly replicated, multiregion studies; and (3) review articles including “vote counts”. We prioritized meta-analyses and quantitative syntheses because such studies use statistical methods for combining research results and extracting overall trends from multiple studies that on their own may present conflicting results (Rosenthal and Matteo 2001). Next, we included long-term or highly replicated multiregion studies, because such studies draw inferences that incorporate temporal or spatial variance, and are thus more likely to represent robust conclusions. Finally, when no meta-analyses or quantitative syntheses were available, we utilized reviews with “vote-counts”—while such reviews do not have the ability to resolve conflicts among study results, they provide a qualitative summary of multiple studies, and an assessment of the number of studies in that topic area. In some cases, we identified additional papers from the reference lists of the included papers.

While not all organic agriculture meets the definition of a diversified farming system (Kremen et al. 2012), organic systems frequently use many of the techniques utilized in diversified farming systems (especially compost, cover crops, crop rotation, and absence of synthetic pesticides and fertilizers). There is a relatively large body of literature comparing organic with conventional agriculture, whereas this is not always the case for diversified farming systems. We therefore frequently used organic as a proxy for diversified farming systems, but recognize the limitations this may impose. We also included comparisons across gradients of land-use intensification, when appropriate.

RESULTS AND DISCUSSION

Biodiversity

Multiple meta-analyses have shown that organic farming increases species abundance and richness locally, but its effects differ between taxonomic groups, and with landscape context and intensiveness of production systems (Table 3, Bengtsson et al. 2005, Fuller et al. 2005, Attwood et al. 2008, Gabriel et al. 2010, Batáry et al. 2011). In a meta-analysis of 66 publications, Bengtsson et al. (2005) found that organisms were 50% more abundant and species richness was 30% greater in organic farming systems than in conventional farming systems. Specifically, abundance and, in most cases, richness of birds, predatory insects, soil organisms, and plants responded positively to organic farming, while nonpredatory insects and pests responded negatively. The largest positive effects of organic farming on biodiversity were found in more intensively managed agricultural landscapes. Also using meta-analysis, Attwood et al. (2008) found arthropod predators and decomposers to be significantly more species rich under reduced-input cropping than conventional cropping, although arthropod herbivores (i.e., pests) were not. Similarly, in a meta-analysis of European agri-environment management (AEM) schemes (46 studies with 109 comparisons, 75% of which were organic versus conventional, but also including field-margin enhancements and reduced tillage, mowing, or grazing), Batáry et al. (2011) found that agri-environment management in croplands and grasslands significantly increased species richness and abundance of plants, pollinators, arthropods, and birds. For many of the taxonomic groups and response variables, agri-environment management had significant positive effects only in simple landscapes that contained <20% of seminatural habitats.

Three recent multiregion studies from Europe have also demonstrated the negative effects of both agricultural intensification (increased use of synthetic fertilizers and pesticides combined with reduced use of diversified farming system techniques) and landscape simplification on components of biodiversity. on 153 cereal fields in five regions of Europe, Winqvist et al. (2011) found significant declines of plant and bird richness and abundance—but not of ground beetle—for conventionally managed farms relative to organically managed farms, and for farm sites in simplified landscapes (i.e., containing a larger proportion of arable land). In a related study on 270 cereal fields in nine regions of Europe, Geiger et al. (2010) found significant declines of plant, bird, and carabid beetle richness with decreasing proportions of the landscape under agri-environment management schemes, and with various metrics of local-scale management intensification. In a study of 192 fields over four regions in the United Kingdom, Gabriel et al. (2010) found support for significant positive effects of organic management at both local and landscape scales on a wide range of organisms. 

In the tropics, small-scale agroforests and home gardens are intensively managed, family farming systems where multipurpose native and non-native trees and shrubs are frequently integrated with annual and perennial crops and small livestock. While such agroforestry systems are typically less species rich than native forests (Scales and Marsden 2008, Jackson et al. 2009), agroforestry systems support significant components of tropical biodiversity (e.g., 25 to 65% of forest-dwelling plants and animals across 9 taxa and 14 countries (Bhagwhat et al. 2008: 36 studies, 69 comparisons)), as do landscape mosaics comprising farmlands and natural or seminatural habitats (Daily et al. 2001, Mayfield and Daily 2005). Management intensification in tropical agroforestry systems causes declines in species richness. Scales and Marsden (2008) reviewed studies of slash-and-burn fields, home gardens, and complex agroforestry systems (not including coffee), concluding that increased disturbance and reduced rates of forest regeneration decreased species richness in 83% of studies (N = 24). For coffee systems in Latin America, Philpott et al. (2008a), using meta-analysis, found that management intensification caused declines in bird (N = 12) but not ant (N = 4) species. Furthermore, for ants and birds, rustic coffee agroforestry systems (native forest canopy with low-density coffee understory) had similar or higher species richness relative to intact forests, but all other management forms (traditional polyculture, shade or sun monoculture) lost species relative to intact forests. Like studies from temperate regions, both local-scale management intensification and the proportion of forest cover in the landscape, and their interaction, all influence species richness in agroecosystems, as Anand et al. (2010) found using model selection in a quantitative synthesis of 17 studies across a wide range of taxa (30 comparisons) comparing different land uses (monoculture plantations, diverse plantings, logged forests, and forest fragments) in the Western Ghats, India. Forest cover at the landscape scale appeared to be the dominant factor influencing species richness patterns; at the local scale, monoculture plantations had the most consistently negative effect on species richness relative to other land uses.

Collectively these results show that the biodiversity benefits of diversified farming practices are significant at the local scale but tend to be most dramatic in simplified landscapes that are dominated by monoculture cropping systems with few natural habitat remnants. In contrast, complex landscapes with high percentages of noncrop habitats may already support high levels of biodiversity, both locally and regionally (Daily et al. 2001, Tscharntke et al. 2005, Batáry et al. 2010); thus local-scale diversification may have limited additional effects in such contexts. The cumulative effects of local-scale adoption of organic or diversified farming practices, however, can also have positive landscape-scale effects on biodiversity (e.g., Holzschuh et al. 2008, Gabriel et al. 2010, Geiger et al. 2010). In addition, the preservation of natural areas such as source habitats is critical for the maintenance of biodiversity (Batáry et al. 2011), including for ecosystem service providers like pollinators and natural enemies of arthropod pests (Kremen et al. 2002, Chaplin-Kramer et al. 2011). Biologically diversified farming systems are thus able to contribute to a high-quality matrix that enables the movement of forest organisms between remnant patches of natural vegetation (Perfecto and Vandermeer 2010). Nonetheless, agroecosystems and agronatural landscapes do not support all elements of biodiversity (Jackson et al. 2009); some species, including rare, endangered, or endemic species of greatest conservation concern, occur only in larger expanses of natural habitats (Kleijn et al. 2006, Bhagwat et al. 2008). Finally, these studies illustrate the concept that is core to diversified farming systems: cross-scale heterogeneity is critical for conserving biodiversity, which in turn underlies fundamental ecosystem services generating essential inputs to farming (Kremen et al. 2012).

Soil quality

Multiple studies of long-term field trials have demonstrated a strong positive impact of organic and diversified farming practices on the enhancement of key soil quality indicators (Bengtsson et al. 2005, Pimentel et al. 2005, Fliessbach et al. 2007). In particular, surface soils under organic management with high residue return rates or organic matter inputs generally have higher levels of soil organic matter (Franzluebbers 2004, Kong et al. 2005, Marriott and Wander 2006). Improved levels of soil organic matter generally enhance soil quality with respect to ten critical and interrelated functions within agroecosystems: biogeochemical cycling and retention of nutrients, soil aggregate formation and stability, water infiltration and water-holding capacity, decontamination of water, pH buffering, erosion reduction, and promotion of plant growth (Mäder et al. 2002, Weil and Magdoff 2004). Organic management can increase soil organic matter through recycling of crop residues and manure, green manuring, cover cropping, vegetated fallow periods, and the addition of compost. For example, in the ongoing Rodale trial involving the comparison of two organic systems with complex rotations that include legume cover crops (one with manure and one without) to a conventionally farmed corn/soy rotation, soil carbon levels (a proxy for soil organic matter) increased significantly, i.e., by 15.9 to 30% in the organic systems compared with no significant increase in the conventional system, after 15 years (Drinkwater et al. 1998). Using various indicators of soil organic matter in a quantitative synthesis of nine long-term study systems in the United States, Marriott and Wander (2006) similarly found that organic systems with legume cover crop rotations had significantly higher soil organic matter in surface soils than did paired conventional systems, irrespective of whether the organic treatment included manure. 

Long-term trials also show that soils under organic management have greater abundance, diversity, and activity of soil microorganisms and macroorganisms responsible for nutrient cycling (Reganold et al. 1987, Mäder at al. 2002, Edmeades 2003). Further, using genetic techniques, Reganold et al. (2010) found that the abundance and diversity of functionally important genes involved in nitrogen, carbon, sulfur, and phosphorus transformations and cycling; metal reduction and resistance; and organic xenobiotic degradation were significantly greater on organic than conventional strawberry fields. Thus diversified farming system practices promote below-ground biodiversity, and this biodiversity in soils is probably a critical functional component of these farming systems, although this topic requires further exploration. In addition, soils under long-term organic management have improved physical, chemical, and biological properties. Specifically, percolation rates, aggregate stability, micronutrients, and root colonization bymycorrhizae fungi were all significantly higher in organic farming systems than in conventional farming systems (Reganold et al. 1987, Mäder et al. 2002, Edmeades 2003, Verbruggen et al. 2010), leading to better functional outcomes, such as reduced rates of soil erosion. For example, a 37-year-long trial revealed four-fold lower rates of annual water erosion on organic farms (8.3 ton/ha) than on conventional farms (32.4 ton/ha) (Reganold et al. 1987).

Nutrient management

Various diversified farming system practices increase the uptake of nutrients into crop biomass and/or soils, thus enhancing fertilizer use efficiency while reducing loss of nutrients to air and water, which are two critical agronomic and environmental management goals. Conventional agricultural systems, especially grains, have experienced dramatically declining fertilizer use efficiencies over several decades, requiring large increases in synthetic fertilizer application rates simply to maintain yields, with attendant increases in nutrient loss (Tilman et al. 2002, Miao et al. 2011). Loss of agricultural nitrogen and phosphorus to air and water cause severe environmental and human health problems, including eutrophication of fresh and marine waters, the emission of greenhouse gasses, and the depletion of stratospheric ozone (Tilman et al. 2002, Townsend et al. 2003, Diaz and Rosenberg 2008, Park et al. 2012). Thus diversified farming system practices can contribute simultaneously to efficient use of nutrients and to mitigation of point-source pollution.

Intercropping can increase nutrient use efficiency through several mechanisms, which may be particularly important in the tropics and sub-tropics where soils are naturally low in available nutrients. No meta-analysis was available on the effects of intercropping on nutrients; therefore we relied on reviews and primary studies. First, by growing crops with different rooting depths (including combinations of row and tree crops), the combined cropping system can exploit a larger soil volume and harvest nutrients (as well as water) from different soil strata (Hauggard-Neilsen and Jensen 2005). Crops that normally root at similar depths when planted as monocultures may root to different depths to avoid competition (e.g., pea and barley) when intercropped. Second, one crop can facilitate the uptake of nutrients by another crop. For example, in a field trial, Li et al. (2007) showed definitively that in a fava bean/maize intercrop, fava bean mobilized phosphorus that was taken up by maize, increasing maize yields by 43%. Fava bean also over-yielded because its deeper root system allowed it to obtain nutrients not available to maize. Similarly, Knudsen et al. (2004) showed that grains intercropped with legumes used nitrogen resources more efficiently because the amount of N fixed by the legume increased relative to its N-fixation in a sole-cropping system. Finally, improved nutrient use efficiency of combined cropping systems can produce a cobenefit of reducing soil nitrate loads and thus the potential for nitrate leaching (Zhang and Li 2003).

Studying the effect of crop rotation on nutrient management, Gardner et al. (2009) conducted a meta-analysis of studies that followed the fate of 15N isotope tracer in crop biomass and soils (35 responses). They found that, relative to continuous cropping or simplified rotations such as corn/soy, more diverse rotations (including those with cover crops) significantly increased 15N recovery, i.e., by 17% in the grain cash crop alone and by 30% across all crops and soils. Comparing organic with inorganic sources of fertilizer (36 responses), it was further found that crops fertilized with legume residues and/or animal manures retained 72% more nitrogen in the grain crop by the second year than crops fertilized with inorganic N, although this increased retention followed an initial reduction in retention in Year 1. (No significant differences in yield were found among systems in either year.) Overall, use of organic fertilizers increased 15N recovery by 42% in all crops and soils relative to inorganic fertilizer use. Further, they found that both complex crop rotations and use of organic fertilizers had significantly larger effects on retaining N in the system compared with several, but not all, practices typically used in conventional systems to manage nutrients. Specifically, these diversified farming system practices had greater effects than reducing N application rates (N = 86), using a nitrification inhibitor (N = 26) or improved chemical forms of synthetic N (N = 22). Diversified farming system practices had equivalent effects to spring application of inorganic N (N = −18) or spatial targeting of inorganic N close to roots (N = 24). To conclude, the results of this meta-analysis suggest that diversified farming system practices can both enhance the uptake of N by the primary crop as well as reduce overall nutrient losses and pollution.

In comparing organic agriculture with conventional agriculture, Mondelaers et al. (2009) found, in a meta-analysis of 14 studies, significantly lower nitrate leaching for organic farming systems. The main drivers behind higher nitrate leaching in conventional farming systems include greater application rates of concentrated soluble fertilizers, lower use of cover crops that can scavenge residual soil N, lower C to N ratio of fertilizers, and higher animal stocking densities per hectare (Mondelaers et al. 2009, Brennan and Boyd 2012). However, these results were heterogeneous, possibly due to among-study differences in soil type, farming system, region, study method, and time of measurement, and, according to the authors, should be interpreted cautiously. Further, while mean values of nitrate leaching from organic fields were less than half that of conventional, the two systems demonstrated near equivalence in nitrate leaching per unit of yield (due to the higher yields measured on conventional fields). In the same analysis, Mondelaers et al. (2009) found no significant differences in phosphorus loss between organic and conventional farming systems (N = 12). However, because phosphorus has low solubility and is primarily transported on soil particles, the demonstrated lower rates of soil erosion in diversified farming systems might result in reduced phosphorus pollution of surface waters (Tilman et al. 2002). While evidence that organic management per se reduces these pollutants sufficiently is weak (Mondelaers et al. 2009), use of organic management or other diversified farming system techniques (see above) at the field scale, in combination with landscape-scale diversified farming system practices such as vegetative buffers, should provide sufficient filtration to reduce nutrient pollution. In a quantitative synthesis of 73 studies, Zhang et al. (2010) found that vegetated buffers of 30 m removed 85% or more of nitrogen, phosphorus, sediment, and pesticide pollutants under favorable slope conditions.

At the global scale, both nitrogen and phosphorus are limiting resources for crop production, and any assessments of organic and conventional contributions to future food production must take into account the sourcing of these essential fertilizers. In conventional systems, use of synthetic nitrogenous fertilizers derived from the Haber–Bosch process have greatly expanded agricultural capacity, but production of synthetic fertilizers is energy intensive and could be limited in the next 50 to 100 years by diminishing supplies of fossil fuels (Crews and Peoples 2004). Organic systems obtain nitrogen through animal or green manures plus nitrogen fixation during intercropping or crop rotations. In a quantitative synthesis, Badgley et al. (2007) estimated that cover cropping with legumes between cropping cycles could provide sufficient nitrogen through biological fixation to support conversion to organic agriculture at the global scale. However, this estimate did not take into account geographic variation in temperature and water availability that would preclude use of off-season cover crops in some regions (Connor 2008). More cautious estimates of the capacity of leguminous cover crops to supply nitrogen requirements suggest that under selected scenarios, such as the reduction of food waste or the adoption of less meat-intensive diets, this farming practice could greatly reduce or eliminate dependence on synthetic nitrogen supplies (Crews and Peoples 2004). Mined phosphorus is projected to “peak” around 2030 (Cordell et al. 2009), affecting both organic and conventional production. However, some agroecological methods (i.e., intercropping, manuring, rotations, cover cropping with legumes) can improve phosphorus use efficiency or provide a source of recycled phosphorus to minimize the need for mined phosphorus (Li et al. 2007, Conyers and Moody 2009). Therefore, diversified farming systems may be more resilient to peaking phosphorus supplies than conventional agriculture.

Water-holding capacity

The positive impact of diversified farming practices on soil organic matter content (Marriott and Wander 2006) can also lead to higher available water for plants (available water capacity) in surface soils, which may positively influence resistance and resilience of crop plants to drought conditions (Lotter et al. 2003, Weil and Magdoff 2004, Liu et al. 2007). Hudson (1994) has shown that in all soil texture groups, as soil organic matter content increased from 0.5 to 3%, available water capacity more than doubled. In long-term trials measuring the relative water-holding capacity of soils, diversified farming systems have shown a clear advantage over conventional farming systems. For example, in a 37-year trial, Reganold et al. (1987) found significantly higher soil organic matter levels and 42% higher surface soil moisture content in organically managed plots than in conventional plots. In a 21-year study in Switzerland, Mäder et al. (2002) reported 20 to 40% higher water-holding capacity in organically managed soils than in conventionally managed soils. Recent research has suggested, however, that prior studies have not adequately measured the effects of agricultural practices like no-till and organic farming on soil organic matter in deeper soil layers (Dolan et al. 2006, Kravchencko and Roberts 2011, Syswerda et al. 2011). Therefore, although organic and no-till farming systems have clear advantages for soil organic matter accumulation (and thus water-holding capacity) in surface soils (Franzluebbers 2004, Marriott and Wander 2006), additional sampling at greater soil depths is an important, priority research area.

Weed control

Two central practices of diversified farming systems—crop rotation (temporal diversification) and intercropping (spatial diversification—can greatly suppress weed densities in comparison to monocultures (Barberi 2002). In a review of comparative studies assessing the effects of crop rotations versus monoculture on weeds, weed seed densities were found to be lower in 75% of the studies and equivalent in 25% (12 studies), while emerged weed densities were lower in 77.7% of the studies, higher in 3.7%, and equivalent in 18.5% (29 studies) (Liebman and Dyck 1993). The types of crops used in the rotation are critical, not only for weed management, but also to manage soil pathogens and fertility. For example, a rotation including a legume, row, sod, and cereal or grass crop provides, sequentially, nitrogen fixation for soil fertility, cultivation-stimulating weed germination, weed suppression due to smothering, and restoration of soil organic matter, and weed suppression due to allelopathy or high planting densities (Liebman and Dyck 1993). Additionally, the different crop types in the rotation collectively promote the development of more diverse weed communities but with fewer individuals per species (e.g., Sonoskie et al. 2006), thus potentially lessening the competitive effects on crop yield (Barberi 2002). In contrast, continuous monocropping can produce highly dense, locally adapted populations of single weed species that compete strongly with the crop (Barberi 2002). 

Comparing intercropping versus monoculture, weed biomass was lower in 87%, higher in 7.4%, and variable in 5.5% of the 54 studies in which a main crop was intercropped with a “smother” crop, i.e., one purposefully introduced for weed control (Liebman and Dyck 1993). The intercropped weed suppressor also provides other benefits, such as forage, food, or nitrogen fixation, and examples show that such systems can be economically superior to sole crop systems (e.g., chickpea and wheat intercrop in India (Banik et al. 2006), and can provide equivalent yields to conventional monoculture with herbicide (e.g., Enache and Ilnicki 1990). Weed suppression was more variable when intercrops were composed of two or more main crops, rather than composed of a main crop and a smother crop. In comparison to monocultures of each crop, weed biomass was lower in the intercrop in 50% of the studies, intermediate in 41.6%, and higher in 8.3% (24 studies; Liebman and Dyck 1993). 

Increasingly, agroecological studies utilize multiple successive tactics to combat weeds, using knowledge of weed life cycles to identify strategies for control (Shennan 2008). For example, in the Great Plains of the United States, researchers aimed to reduce: (1) the seedbank, (2) seedling establishment, and (3) seed production of weeds by replacing a simple winter wheat fallow with a more complex rotation scheme. Within successive 2-year cycles of cool season crops (winter wheat or fallow) versus warm season crops (corn, sunflower, or proso millet), growers rotated crops to achieve varied planting and harvest dates, used a no-till system, and altered planting densities and timing to improve competitiveness of the crop. These combined tactics allowed growers to reduce herbicide applications by half and increase economic returns four-fold, due both to increased yields and lower input costs (Anderson 2005).

While weeds can reduce crop yields through competition with the crop, there are also known positive effects of weeds (Shennan 2008). Weeds can draw pests away from crops. Or they can provide habitat and floral resources for natural enemies that control pests (Norris and Kogan 2005), for pollinator species that provide crop pollination (Carvalheiro et al. 2011), and for other biodiversity (Marshall et al. 2003). They can provide important food or medicinal resources for humans in or around crop fields (e.g., purslane (Altieri et al. 1987)). Conventional cropping systems generally maintain much lower weed abundance than organic systems (Gabriel et al. 2006).

Alternatively, weeds can enhance pests or diseases and/or reduce the effectiveness of ecosystem service providers, for example by competing with crops for pollination services. Given the multiple interactions between weeds, other pests or diseases, and ecosystem service providers, it is clear that the study of weed management cannot occur in isolation from other components of the farming system. Whole-system, integrative studies of diversified agriculture are needed in order to effectively support multifunctional agriculture (e.g., Box 1; Norris and Kogan 2005, Shennan 2008, Tomich et al. 2011). 
Box 1. The push–pull system for control of pests of corn and sorghum in Africa

Researchers worked in East Africa for the last 15 years to develop an agroecological pest-management solution for stem borers and striga weed, two major pests of maize and sorghum, crops on which millions of the poorest people in eastern and southern Africa rely (Khan et al. 2011). Yield losses to stem borers typically range from 20 to 40% but can reach 80%, while losses from striga are even higher, and when these pests co-occur, farmers can lose their entire crop (Khan et al. 2000). The push–pull method developed by researchers manages stem borer pests through a stimulo-deterrent chemical ecology strategy. Selected fodder species and wild grasses are intercropped in maize fields to “push” stem borer pests from the system, while other grasses are used as trap crops to “pull” the stem borers away, protecting the crop from infestation (Shelton and Badenes-Perez 2006). Intercropped plants that not only repel stem borers but also attract natural enemies can further decrease stem borer densities by enhancing parasitism rates (Khan et al. 1997). Two leguminous plants, Desmodium uncinatum and D. intortum, are also intercropped; these fix nitrogen and produce root exudates that limit the reproductive success of striga weed (Khan et al. 2000). In addition to enhancing crop yields, the push–pull strategy has been shown to improve small livestock production, conserve soil resources, enhance functional biodiversity, and increase incomes and women’s empowerment (Khan and Pickett 2004). As of 2010, the push–pull system has been adopted by over 30,000 smallholder farmers in east Africa, where maize yields have increased by 1 to 3.5 t/ha, on average, with minimal external inputs (Khan et al. 2011).

Disease control

In a large-scale study in China, Zhu et al. (2000) showed that, compared with monoculture, interplanting resistant rice varieties with disease-susceptible varieties produced 89% greater yield and reduced rice blast disease, which is caused by aerial fungal pathogens, by 94% in susceptible varieties. By the second year of the project, growers no longer utilized foliar fungicides and the program expanded from 3000 to 40,000 ha. Similarly, in the former eastern Germany, mixed cultivars of barley were used to suppress powdery mildew disease, and disease incidence and fungicide use dropped by 80% while the area of mixed cultivation expanded to 350,000 ha over a 6-year period (see also other examples in de Vallavielle-Pope 2004). 

Further, for soilborne or splashborne diseases, Hiddink et al. (2010) found that mixed cropping systems (including strip intercropping, row intercropping, relay intercropping, and intercropping of genetic variants) reduced disease in 74.5% of cases in comparison to monoculture (19.6% neutral; 5.9% negative; in a vote count of 36 studies comprising 51 comparisons). Host dilution was frequently proposed as the mechanism for reducing disease incidence of both soilborne and splash-dispersed pathogens. Other mechanisms, such as allelopathy and microbial antagonists, are thought to affect disease severity in diversified farming systems (Stone et al. 2004). Although these results are encouraging, in most cases levels of disease suppression were relatively modest (<50%) compared with the sole crop, and thus while reduced, soil pathogens could still depress yields significantly in intercrops. In a few cases, mixed cropping resulted in complete elimination of the disease (e.g., Zewde et al. 2007). The effectiveness of disease suppression is likely to be greatly influenced both by the spacing and types of crops in the mixed cropping system. For example, strip intercropping provides fewer opportunities for interactions between crop roots than row intercropping. Further, root architecture of component crops influences the degree of interactions with one another and the microbial community, and thus the rate of disease spread. 

Although use of mixed-crop strategies is not yet a reliable strategy for control of soil pathogens (although it is promising and warrants more investigation), crop rotations are already widely utilized for management of soil pathogens, within both small-scale and industrial agriculture (e.g., corn/soybean rotation in the Midwest United States). Crop rotations are widely understood to interrupt the build-up of soil pathogens, diseases vectors, and other pests while making more efficient use of available nitrogen (Bezdicek and Granatstein 1989, Francis 2004, see also Shennan et al. 2009). However, for certain crop–pathogen combinations (e.g., Gaeumannomyces graminis andwheat), continuous monocropping ultimately induces natural disease suppression, and crop rotation interrupts this process, thus increasing disease incidence (Hiddink et al. 2010). In induced resistance, prior exposure to a pathogen or parasite results in resistance against subsequent challenges by the same pathogen or parasite (Vallad and Goodman 2004). Diversified farming system practices have not been shown to consistentlyinduce disease resistance across a wide range of crops (Tamm et al. 2011), despite their positive effects on disease prevention and suppression (see above) and on soil quality (Liu et al. 2007, Birkhofer et al. 2008, Verbruggen et al. 2010). Moreover, in a recent study of the impact of short-term and long-term soil fertility management strategies on induced suppression of airborne and soilborne diseases, Tamm et al. (2011) found that site-specific physical factors such as soil type (i.e., those not influenced by agronomic practices) had a greater impact than agronomic practices. 

In conclusion, while mixed cropping and crop rotation strategies appear to be among the few viable economic alternatives to chemical control of above-ground and below-ground crop pathogens, far more work remains to be done to design consistently effective disease management systems (Hiddink et al. 2010). Furthermore, given that mixed cropping and crop rotation practices influence many ecosystem processes and services (Table 1), it is clear that in order to develop cost-effective diversification strategies, whole-system agroecological studies that consider multiple interactions simultaneously are needed (Shennan 2008, Tomich et al. 2011).

Arthropod pest control

Over the last 40 years, many studies have evaluated the effects of local-scale (i.e., field-level) diversity on densities of herbivore pests (Andow 1991, Altieri and Nicholls 2004). Meta-analyses suggest that diversification schemes generally achieve significant positive outcomes including natural enemy enhancement, reduction of herbivore abundance, and reduction of crop damage, from a combination of bottom-up and top-down effects (Letourneau et al. 2011). Specifically, in a meta-analysis of 21 studies comparing pest suppression in polyculture versus monoculture, Tonhasca and Byrne (1994) found that polycultures significantly reduced pest densities by 64%. In a later meta-analysis with a nonoverlapping set of studies (45 articles comprising 552 total comparisons), Letourneau et al. (2011) found a 44% increase in abundance of natural enemies (148 comparisons), a 54% increase in herbivore mortality (221 comparisons), and a 23% reduction in crop damage (99 comparisons) on farms with species-rich vegetational diversification systems (including within or around the field) than on farms with species-poor systems. There were relatively fewer comparisons of yield (87); crop diversity exhibited a negative effect on yield when experiments were substitutive (replacing crop plants on which yield measurements were based with other plants), but had a significant positive effect when experiments were additive (Letourneau et al. 2011). 

Other local-scale studies have compared pest-control services on organic farms and conventional farms and related these services to the structure of the arthropod community. For tomatoes, organic farms displayed an entirely different arthropod community structure than did conventional farms, with higher species richness for both pests and natural enemies, and higher abundance of natural enemies (Letourneau and Goldstein 2001). However, no differences were found between these same farms in the level of damage by arthropod pests, which the authors interpreted as evidence that natural enemies provided a pest-control service on these organic fields equivalent to that established through pesticide use on conventional fields (Drinkwater et al. 1995). (Not all organic growers relied solely on control provided by natural enemies, however; several used allowed organic treatments such as soap sprays and Bacillus thurigensis). No meta-analysis of studies examining pest control on organic crops versus conventional crops yet exists (Letourneau and Bothwell 2008). To assess the generality of the relationship found between natural enemy richness and damage levels found in the tomato study, Letourneau et al. (2009) instead conducted a meta-analysis of 62 studies in natural areas (100 comparisons) and agricultural areas (126 comparisons); they obtained a significant positive relationship between the species richness of natural enemies and the level of herbivore suppression both overall and in agricultural areas alone. In experimental work, Crowder et al. (2010) found that community evenness, i.e., the distribution of abundances of species in a community, rather than richness of arthropod natural enemies (above ground) and pathogens (below ground), was critical in determining the level of pest suppression of the potato beetle (Leptinotarsa decemlineata), and that organic fields had significantly higher evenness than conventional fields, both in the potato system, and in a meta-analysis of 38 studies (48 comparisons). Thus, farming practices that encourage species richness, such as winter cover cropping (Letourneau and Goldstein 2001), landscape-scale diversification (Geiger et al. 2010), or reduced pesticide use (Drinkwater et al. 1995, Bengtsson et al. 2005, Attwood et al. 2008, Geiger et al. 2010), may all contribute to development of arthropod communities with the potential to provide more effective pest-control services (Letourneau et al. 2009, Crowder et al. 2010). 

Most field-scale biological control studies conducted prior to circa 2000 failed to measure the influence of the surrounding landscape on pest regulation (Bianchi et al. 2006), but recent studies have shown that landscape complexity—the quality and quantity of noncrop vegetation around a farm—can significantly affect pest control (Thies and Tscharntke 1999, Thies et al. 2005, Gardiner et al. 2009). However, a recent meta-analysis of pest-control studies (23 studies with 41 responses) comparing sites in differing landscape contexts found that there were no significant effects for pest responses (abundance, crop damage) even though natural enemy abundance, diversity, and predation or parasitism rates increased significantly on average with landscape complexity (38 studies with 118 responses (Chaplin-Kramer et al. 2011)). The lack of a consistent pest response to landscape complexity may be due to the paucity of studies that have measured pest responses at the landscape scale; further research is needed. Alternatively, while the more abundant and diverse natural enemy communities found in complex landscapes (Chaplin-Kramer et al. 2011) may result in greater pest suppression (Letourneau et al. 2009), these effects may be masked by greater overall pest abundances in such landscapes (Thies et al. 2005, Chaplin-Kramer et al. 2011). Thus greater pest control may be occurring in such landscapes, but it may not have been detected.

Several recent large-scale pest-control studies, however, do detect the effects of diversified farming practices at the landscape scale. Geiger et al. (2010), working on 270 cereal fields in nine regions of Europe, found that the potential for pest control (measured as the mean survival time of aphids placed at each site) was positively correlated with the percentage of the surrounding landscape using agri-environment management practices, and was negatively correlated with the amounts of active ingredient of pesticide applied at the site. Meehan et al. (2011), in a study covering seven states in the Midwestern United States, estimated that growers incurred substantially higher costs due to the loss of natural habitat, and due to decreased yields and increased insecticide applications. The cost equaled US$48/ha of agricultural land and totaled US$34 to 103 million dollars/year over the entire region. In conclusion, there is significant evidence that local-scale vegetation diversity enhances pest control by a modest amount (Letourneau et al. 2011), and there is growing evidence of landscape-level effects (Geiger et al. 2010, Meehan et al. 2011). Most importantly, for many systems, there is still limited empirical information to guide growers on how best to utilize diversified farming techniques to consistently regulate arthropod pest populations below economic thresholds; such work is highly system specific, requiring detailed agroecological investigation (e.g., Vandermeer et al. 2010, and see the sidebar). Such detailed investigations should be a high priority for research funding.

Pollination services

Both meta-analysis and quantitative syntheses across multiple crop types and biomes strongly show that wild pollinator communities decrease significantly in abundance and richness in agricultural landscapes with extreme habitat loss or increased distance to natural habitat (meta-analyses: Ricketts et al. 2008, 23 studies; Winfree et al. 2009, 54 studies) (quantitative synthesis: Garibaldi et al. 2011, 29 studies). These landscape effects on wild pollinator communities translate to small but significant reductions in the magnitude and stability of pollination services provided to crops (mean of −16 and −9% respectively at 1-km isolation from natural habitat), despite the ubiquity of managed honey bees which have been brought into farming landscapes explicitly to provide pollination services (Garibaldi et al. 2011). Managed honey bees have also suffered in recent years from various diseases, pesticides, and other environmental stresses, and are in decline in many countries around the globe (Neumann and Carreck 2010); therefore the contributions of wild pollinators to crop pollination (comprised of many other bee species as well as other insects) have taken on new significance (Klein et al. 2007, Potts et al. 2010, Eilers et al. 2011).

As with other components of biodiversity, pollinator communities were richer and more abundant with agri-environment management schemes (primarily organic), but this effect was only significant in simple landscapes (<20% seminatural habitats) (meta-analysis: Batáry et al. 2011; abundance, 11 studies; richness, 13 studies). Several studies have shown that organic management can have a positive effect on pollinator richness and abundance at both the local and landscape scales (Holzschuh et al. 2008, Gabriel et al. 2010). In 42 wheat fields studied in three widely separated regions of Germany, organic management increased the richness of pollinators by 60% and abundance by 130 to 136% (depending on the taxon) relative to that in conventional fields. In addition to this local effect, increasing the proportion of organic fields in the landscape from 5 to 20% further increased pollinator richness and abundance by >60% on both organic and conventional farm fields. The authors attributed these spillover effects to the enhancement of the diversity and abundance of floral resources in the organic fields that provide nectar and pollen for pollinator species, rather than to the reduction of insecticide use (Holzschuh et al. 2007, 2008). An effective management technique for enhancing pollinator richness and abundance on farms is to plant flower-rich hedgerows, grassy borders, or in-field insectary strips (e.g., Potts et al. 2009), although it is not yet known whether such techniques simply concentrate existing pollinators at the floral resources, or increase pollinator population sizes, thus potentially enhancing pollination services in adjacent crop fields. 

Differences in bee communities due to local management can translate into differences in pollination services provided; in Canada, an experimental study revealed that seed set was on average 3 to 6 times lower on conventional and GMO canola fields using insecticides and herbicides than on organic fields, and this reduced seed set was strongly correlated with reduced abundances of native pollinators (Morandin and Winston 2005). There are still relatively few studies, however, that have measured the effects of local-scale management actions on pollination services. In those studies that do, landscape-scale variables overshadow the effects of local-scale management (e.g., Kremen et al. 2002, Carvalheiro et al. 2010). Thus there is a need for additional highly replicated studies that examine both local and landscape factors (such as those conducted by Holzschuh et al. 2008 and Gabriel et al. 2010) and that study not only pollinator communities but also pollination services.

Carbon sequestration

Soils contain the largest pool of carbon actively turning over in the global carbon cycle (Weil and Magdoff 2004). Transformation of natural habitats to agriculture reduces soil carbon and is a major contributor to greenhouse gas emissions (Fargione et al. 2008). However, through proper management, Lal (2004) estimates that the world’s agricultural soils have the potential to absorb an estimated 50 to 66% of the historic loss of 55 to 78 gigatons of carbon caused by prior conversion of natural habitats, and to mitigate an estimated 5 to 15% of annual global fossil fuel emissions. Agronomic practices thought to significantly increase the storage of soil carbon include practices that reduce disturbance and/or practices that increase organic inputs to the soil. Those include no-till, low-till, and perennial-based agriculture, cover cropping, fallow rotations, application of manures, green manures or composts, improved grazing practices, efficient irrigation, agroforestry, and the regeneration of woodlands (Lal 2004). Some of these practices enhance vegetative diversity (e.g., agroforestry) while others enhance soil biodiversity (manures and compost). 

Earlier work suggested that reduced or no-till agriculture would have the largest effects on carbon sequestration (Lal 2004), because it tends to enhance soil carbon in the surface layers of the soils (e.g., by a mean of 31 ± 6.4 (SE) g/m2/y, 136 studies (Franzluebbers 2004)). However, such conclusions have since been questioned, because the sampling of soils under different management regimes may frequently be too limited to permit detection of significant differences (Kravchenko and Roberts 2011). Limited sampling is especially problematic in the deeper soil layers, where the amounts of carbon stored are both smaller and more variable (Syswerda et al. 2011). Knowledge about carbon stored in the deeper layers is particularly important, because management practices that enhance carbon in surface layers, such as no till or low till, may actually reduce carbon storage at deeper layers (i.e., by reducing the incorporation and decomposition of plant materials and subsequent root growth), leading to no net difference in stored carbon between management practices (Dolan et al. 2006, Franzluebbers 2004). Further study of how diversified farming system practices influence soil carbon up to a 1-m soil depth is merited, not only to assess the potential of agricultural soils to mitigate greenhouse gases, but because increasing soil carbon can enhance a wide range of ecological services including increased food production (e.g., increases of 1 ton/ha in degraded croplands can double yields of staple crops like wheat and corn (Lal 2004). Again, a holistic perspective is needed, because farming practices that affect soil organic carbon influence multiple ecosystem services simultaneously. For example, while no-till agriculture may not result in a net increase in carbon sequestration when deeper soil layers are considered, no-till or low-till agriculture can protect surface soils from erosion, promote water infiltration, and, over time, increase soil fertility by enhancing nitrogen stocks (Franzluebbers 2004).

Energy-use efficiency and reduction of global-warming potential

Over the last 15 years, many attempts have been made to measure the global-warming potential of conventional and diversified farming systems by calculating relative energy use, energy-use efficiency, and the outputs of key greenhouse gasses including carbon dioxide (CO2), methane (CH4), and/or nitrous oxide (N2O) (Lynch et al. 2011). In a major review of approximately 130 studies, Lynch et al. (2011) analyzed farm-level energy use and global-warming potential of organic and conventional farming systems, including field, fruit, and vegetable crops, and beef, hog, poultry, and dairy production. In general, organic farming systems had significantly lower energy use and greenhouse gas emissions per hectare, and higher energy efficiency (energy input/output) per unit of product. These differences exceeded, often by a substantial margin, the 20% threshold set by the authors as a minimum level needed for policy action. Avoidance of synthetic nitrogen fertilizers, which require large amounts of energy to produce (Pelletier et al. 2011), and lower use of feed concentrates, were largely responsible for the improved energy performance of the organic farming systems per unit of land or product. Results were more variable for global-warming potential than for energy indicators, however, due in part to large uncertainties in the measurement of N2O emissions from soils and manure. In some studies, especially those of hog, poultry, and dairy production, organic methods produced higher emissions per unit of product, often due to lower rates of feed conversion. Contrary to expectations, increased tillage in organic farming systems for weed control and crop rotations was not a significant contributor to on-farm energy use, nor did these practices lead to net reductions in soil carbon, due to the mitigating effects of green manures (Lynch et al. 2011).

Resiliency to environmental disturbances: severe weather conditions

Recent research has demonstrated that diversified farming systems exhibit greater levels of resilience to environmental disturbances across multiple ecosystem services and thus may serve as a cost-effective adaptation strategy in the face of global climate change (Lin 2011, Tengo and Belfrage 2004). The enhanced soil quality of diversified farms (see above) can improve key soil functions such as water storage and infiltration, thereby increasing ground-water recharge while reducing surface run-off and erosion (Weil and Magdoff 2004, Pimentel et al. 2005), and thus enhancing the resiliency of the farming system to droughts and deluges. For example, over a 5-year period that included three drought years, legume and legume+manure-based organic systems from the 21-year Rodale trial captured, respectively, 16 to 25% more water than the conventional system (Lotter et al. 2003). In four of five drought years, maize yield was significantly greater in organic systems than in conventional systems. In the most extreme drought year, mean corn yields were 137% higher in the legume+manure-based organic system than in the conventional system (but were reduced relative to conventional in the legume treatment due to weed competition), while mean soybean yields were 196% (and 152%) higher. The enhanced water storage and infiltration properties of organic soils also improved the response to an extreme rainfall event. Water capture in the organic plots was approximately double that in the conventional plots, indicating higher rates of percolation, lower volumes of surface runoff, and reduced rates of erosion (Lotter et al. 2003, Pimentel et al. 2005). 

Lin (2007) showed that more structurally complex (i.e., diversified) coffee-farming systems limited extreme temperature fluctuations and kept crops closer to ideal growing conditions when contrasted with low-shade coffee systems in Chiapas, Mexico. Further, multistory high-shade systems better protected crops from water stress during drought periods due to reduced evaporation and improved soil infiltration rates (Lin et al. 2008). 

Using a participatory research approach, Holt-Giménez (2002) found significant differences in the resistance and resilience of conventional and diversified farming systems in Nicaragua following Hurricane Mitch (October 1998). on 880 paired plots in 181 separate communities, diversified farms were found to have a 49% lower incidence of landslides, 18% less arable land loss to landslides, 20% more vegetative cover, 47% less rill erosion, 69% less gully erosion, and 40% more topsoil compared with conventional farms. Following Hurricane Mitch, diversified farms suffered lower economic losses than conventional farms. The enhanced resistance and resilience of diversified plots was more pronounced with increasing levels of storm intensity, slope, and number of years under diversified farming practices. Similarly, Philpott et al. (2008b) found that coffee farms managed for greater vegetative complexity experienced fewer landslides during Hurricane Stan (October 2005) in Chiapas, Mexico, although this did not translate into economic differences among farm management types given that few landslides occurred within the coffee-production regions of the farms. Rosset et al. (2011) found that farms with greater “agroecological integration” recovered more rapidly from hurricane disturbance in Cuba.

Crop yield

Badgley et al. (2007) conducted a quantitative synthesis of studies measuring the relative yields of organic and conventional farms across many cropping systems. In developed nations they found that crop yields were 8.6% lower for organic systems than for conventional systems (with a 95% confidence interval of 4.7 to 12.5%, based on 138 comparisons in 43 studies). In developing nations, they found a mean yield increase of 174.6% (with a 95% confidence interval of 156.0 to 191.2%) when diversified farming practices were employed, compared with resource-poor (generally subsistence) farming strategies (138 comparisons from 29 studies). These results were contested, however, by authors who suggested that organic management would produce similar yields only if off-farm sources of manure were utilized, or when utilizing leguminous noncrop rotations that would decrease overall yields over the full crop rotation cycle (Kirchmann et al. 2008). Subsequently, two new studies (de Ponti et al. 2012, Seufert et al. 2012) critiqued the Badgley et al. (2007) study, primarily based on the choice of studies included in the Badgley study. Based on data quality criteria and a stricter definition of organic and conventional systems, De Ponti et al. (2012) rejected 86% of the studies utilized by Badgley et al. (2007); in their quantitative synthesis, they found an average 20% (with a 95% confidence interval of 17.8 to 22.2%) yield gap (based on 362 comparisons from 135 studies post 2004). Seufert et al. (2012) conducted a meta-analysis utilizing an overlapping but different set of studies than those used by de Ponti et al. (2012). While also requiring a strict definition of organic versus conventional, the meta-analysis further required that studies report both a mean and error term, resulting in 316 comparisons from 66 studies. Seufert et al. found an overall yield gap of 25% (with a 95% confidence interval from 21 to 29%) (Seufert et al. 2012). L. Ponisio and C. Kremen (personal observation) noted that Seufert et al. (2012) used some yield data as the baseline for multiple comparisons (more than 50% of observations), which might result in an overestimate of the size and significance of differences between organic and conventional yields. The question of how organic and conventional yields compare is still uncertain due to the small number of available studies that present appropriate data for making this comparison; this is a key area for additional research. 

Conclusions varied widely among the de Ponti et al. (2012), Seufert et al. (2012), and Badgley et al. (2007) studies regarding differences in yield gaps among developed and developing countries. Most of the data in the Seufert et al. and de Ponti et al. analyses were from the developed world (80 to 90%), whereas the Badgley et al. (2007) study included a larger proportion of responses from developing countries (45%). Seufert et al. found a significantly greater yield gap for developing (43%) than developed (20%) countries, whereas de Ponti et al. found a slight, but nonsignificant, reduction in yield gap for developing countries relative to developed. Seufert et al. attributed their finding of a larger yield gap in developing countries to the atypically high conventional yields found in those studies, relative to local averages. In contrast, Badgley et al. found a large yield gain for organic systems in developing countries (174%). The switch from yield gain to yield loss between the Badgley et al. and the other studies can be attributed to the different ways in which each study drew comparisons among farming systems. The two recent papers utilized strict definitions of organic and conventional systems. In contrast, Badgley et al. compared resource-conserving agroecological methods that were not necessarily strictly organic against subsistence or low-input conventional systems, rather than against high input conventional methods. The results in Badgley et al. therefore imply that widespread implementation of diversified farming systems by smallholders in developing countries might result in substantial gains for global food production because, by one estimate, 50% of smallholders in developing nations do not currently use resource-conserving practices (Altieri and Toledo 2011). However, many of the studies from developing countries utilized by Badgley et al. (2007) lacked appropriate controls, and therefore we lack a strong quantitative assessment of the potential for diversified farming systems to enhance food production in developing countries (Seufert et al. 2012). 

Other management factors may modify the organic to conventional yield gap, such as the length of time under organic management. For some management systems or crops, organic yields nearly rival conventional yields (Seufert et al. 2012; L. Ponisio and C. Kremen personal observation). Several factors that could influence the relative yields have not been taken into account in any global assessment. First, organic management can produce higher yields than conventional management under extreme climate conditions such as drought or deluge (Lotter et al. 2003, Pimentel et al. 2005). Second, most primary studies did not utilize intercropping as an organic farming practice (e.g., <25% of the studies in Seufert et al. 2012). The reported organic to conventional yield losses could potentially be reduced or eliminated if organic farming systems utilized intercropping strategies (e.g., grain and legume or other combinations) that promote over-yielding (Vandermeer 1992, Snapp et al. 1998, Li et al. 2007). Third, an estimated 95% of organic agriculture uses crop varieties bred for conventional production systems (i.e., selective breeding in environments with synthetic fertilizers and pesticides). Yet, recent studies have shown that such varieties lack important traits (e.g., pest and disease resistance) to produce optimally under organic and/or low-input production conditions. Their use by organic producers may negatively affect nutrient use efficiency, tolerance for mechanical weed control, pest resistance and crop nutrition, thereby reducing crop yield in organic systems (Murphy et al. 2007, Lammerts van Bueren et al. 2011) and contributing to the reported organic to conventional yield gap. Local, regional, and global-scale quantitative comparisons that integrate these important factors are therefore needed to develop a more accurate assessment of the yield loss (or gain) effects of diversified farming systems. Importantly, future comparisons should assess the total human-edible calorie or net energy yield of the entire basket of crops produced over a complete rotation, rather than the yield ratios from single crops (Seufert et al. 2012), given that rotational and intercropping strategies are essential components of farming systems, especially diversified farming systems. In addition, there is a huge need for well-designed comparisons of yield between diversified farming systems and conventional systems that report both means and variances (L. Ponisio and C. Kremen personal observation).

Trade-offs between crop productivity and biodiversity conservation

If diversified farming systems are less productive in yield per area than conventional monoculture systems, the widespread adoption of such agriculture could require a larger land area to produce the same amount of food, potentially causing more habitat conversion and loss of biodiversity in order to feed the global population (Green et al. 2005, Phalan et al. 2011). The empirical evidence in favor of this “land-sparing” argument, however, is equivocal on two fronts: (1) that diversified farming systems reduce yields per area, or (2) that enhancing yields through industrialized agriculture results in the conservation of land for biodiversity. In addressing the first point, mean yield losses from a diversified farming system can be relatively small and might be reduced or eradicated by intercropping and through greater investment in research and development (see above). In addition, small farms are generally more productive in total output per hectare than larger farms, and this relationship is attributed in part to the diversified nature of smaller farms and their resource intensive use of land (reviewed in Rosset 1999). Further, as illustrated above, the use of appropriate diversified farming systems might increase, not decrease, yields for the substantial fraction of the global population in the developing world that currently practice low-input subsistence techniques (Pretty et al. 2006). Thus the use of diversified farming systems could potentially be a strategy for increasing production and local food security, particularly in biodiversity hotspot areas (Cincotta et al. 2000), which in turn could potentially reduce the need for habitat conversion and reduce attendant biodiversity loss (Phalan et al. 2011). In addressing the second point, a recent global analysis showed that increased yields per area do not consistently translate into reduced crop areas or reduced habitat conversion (Rudel et al. 2009, see also Perfecto and Vandermeer 2010). In contrast, high-yielding conventional monocultures are a known leading cause of forest conversion in several biodiversity hotspots, including the Brazilian Amazon (soy, Morton et al. 2006) and the rainforests of southeast Asia (oil palm, Wilcove and Koh 2010), representing a shift from earlier deforestation pressure from smallholders (Rudel 2007, DeFries et al. 2010). We conclude that broader adoption of diversified farming systems is not likely to provoke greater forest conversion than conventional monoculture agriculture, but that more complete quantitative comparisons of total output per area between diversified farming systems and conventional monoculture are critically needed in various crops, regions, and production systems around the world. 

CONCLUSIONS

Increased production is often cited as the main requirement for feeding a growing, changing world (Godfray et al. 2010), even though there is increasing consensus that it is problems of distribution and access that are responsible for the 1 billion hungry people today (IAAKSTD 2009). Production is also the primary goal of many growers working under small profit margins. In many industrialized systems, food production clearly trades off against other ecosystem services produced on agricultural lands (Foley et al. 2005), and is responsible for many negative environmental costs (Pimentel 2009, Gomiero et al. 2011a) and social costs (Villarejo 2003, Marks et al. 2010, Pimentel 2010). Indeed, while food production has greatly increased over the past 50 years under the industrialized model of the Green Revolution, most regulating and supporting ecosystem services have correspondingly declined (Millennium Ecosystem Assessment 2005, Raudsepp-Hearne et al. 2010). 

Our review suggests that it is possible to design many diversified farming systems that are equally productive and that maintain or enhance the provisioning of ecosystem services and thus agroecosystem resilience and sustainability. We found substantial evidence to support significant advantages of biologically diversified farming systems for biodiversity conservation, control of arthropod pests, weeds and diseases, pollination services, soil quality maintenance, energy-use efficiency and reduction of global-warming potential, resistance and resilience of farming systems to extreme weather events, and enhanced carbon sequestration and water-holding capacity in surface soils (see also Gomiero et al. 2011b). Additionally, diversified farming systems have been able to outperform conventional farming systems across a wide range of key ecological services despite receiving a small fraction of the research and development dollars allocated to conventional agriculture (Lipson 1997, Sooby 2001, Vanloqueren 2009). Nonetheless, much work remains to be done; in particular, integrated whole-system studies of the influence of different farming practices on multiple ecosystem components and services are critically needed in order to design optimal farming systems for specific regions, and to reduce yield gaps (Badgley et al. 2007, de Ponti et al. 2012, Seufert et al. 2012), when they exist, between diversified farming systems and conventional cropping systems. 

Although some diversified farming systems may not currently be as productive per hectare as chemically based conventional agriculture (de Ponti et al. 2012), we note that lower productivity can be balanced by enhanced environmental benefits and reduced externalities of diversified farming systems. In addition, there are many other important mechanisms for ensuring the human food supply that do not require enhancing crop productivity per area—for example, reducing food wastage (currently at 40%), changing consumption patterns towards a vegetarian diet, reducing biofuels production, and regulating commodity speculation, among others (Crews and Peoples 2004, Foley et al. 2011, Food and Agriculture Organization 2011). Further, we argue that with significantly increased investment in research and development, the scientific and agricultural communities would realize both greater ecological performance and food production from diversified farming systems. Choosing to invest in diversified farming systems, as opposed to continued investment in biotechnology and other reductionist strategies, is the right choice for developing sustainable farming systems and livelihoods. 

ACKNOWLEDGMENTS

We are grateful to two anonymous reviewers, and to Tim Crews, Rebecca Chaplin-Kramer, Alastair Iles, Matthew Luskin, Celine Pallud, and members of the Diversified Farming Systems Working Group at University of California Berkeley, for comments on the manuscript. The Berkeley Institute of the Environment and the Neckowitz Family Foundation provided support for the series of Diversified Farming Systems Roundtables that led to this paper.

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Fields with diversified, organic crops get more buzz from wild bees, concludes a synthesis of 39 studies on 23 crops around the world published March 11 in the journal Ecology Letters.





The study found that wild bees were more abundant in diversified farming systems. Unlike large-scale monoculture agriculture, which typically relies upon pesticides and synthetic fertilizers, diversified farming systems promote ecological interactions that lead to sustainable, productive agriculture. Such systems are characterized by high levels of crop and vegetative diversity in agricultural fields and across farming landscapes.

“The way we manage our farms and agricultural landscapes is important for ensuring production of pollinated-food crops, which provide about one-third of our calories and far higher proportions of critical micronutrients,” said study senior author Claire Kremen, professor at the University of California, Berkeley’s Department of Environmental Science, Policy and Management. “This result provides strong support for the importance of biologically diversified, organic farming systems in ensuring sustainable food systems.”

Many of the study’s authors, including Kremen, also co-authored a study published March 1 in Science that found that fruit and vegetable production increased when wild pollinators – as opposed to domesticated honeybees – were more abundant.

“That study showed that wild bees helped crop yield, and this study shows that organic crops in a diversified farming system help wild bees,” said Kremen.

Christina Kennedy, senior scientist at The Nature Conservancy, is the study’s lead author.


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요약하면... 


본시험은 유기재배에 적합한 찰옥수수 품종선발과 선발된 품종의 녹비작물을 이용한 풋찰옥수수 유기재배기술 확립을 위하여 2011~2012년간 실시하였다. 1년차(2011)에는 전국에서 많이 재배되고 있는 찰옥수수 11품종(미흑찰, 아리찰, 흑점2호, 미백2호, 미백찰, 흑진주찰, 구슬옥, 얼룩찰1호, 일미찰, 찰옥4호, 대학찰)을 국립식량과학원과 홍천 옥수수시험장에서 분양받아 유기재배에 적합한 품종 선발시험을 실시하였다. 2년차(2012)에는 1년차에서 선발된 품종을 이용하여 유기재배 시 녹비작물(호밀, 헤어리베치, 귀리, 자운영, 유채)을 이용하여 잡초방제, 병충해 억제 효과 및 양분공급력을 검토하기 위하여 강원도 원주에서 실시한 시험결과는 다음과 같다. 

유기재배에 적합한 찰옥수수 11개 품종선발 시험에서 출웅기, 출사기, 수확기는 미백2호와 대학찰에서 빠른 경향이었다. 간엽수량은 미백2호에서 4,225.8/10a로 높은 수준으로 지상부 생체량이 높았다. 관능평가는 미백2호와 대학찰이 8로 가장 높은 평가를 받았는데, 실질적으로 소비자들이 선호도와 일치하는 경향을 보였다. 수량은 찰옥4호가 1,115.6/10a로 높은 편이었으나, 관능평가에서 높은 수준이 아니었다. 11개 품종의 내재해성은 미백2호는 피해가 없었고, 찰옥4호와 대학찰은 그 피해가 매우 낮았다. 
녹비이용 유기 찰옥수수 재배 실증 시험에서 녹비작물 투입전과 후의 토양 이화학적 특성의 변화는 토양 EC는 헤어리베치와 자운영에서 가장 높았다. 토양 유기물  함량은 헤어리베치구에서 증가가 가장 컷다. 녹비작물 체내 질소함량은 헤어리베치가 4.8%로 가장 높았으며, C/N율은 헤어리베치와 자운영이 각각 8.5%와 7.5%로 낮아 토양 투입 후 부숙이 양호할 것으로 판단되었다. 녹비작물간 찰옥수수의 수량은 헤어리베치구와 자운영구에서 가장 높았다. 
따라서 2011년 시험의 유기농에 적합한 풋찰옥수수 품종은 미백2호, 찰옥4호와 대학찰이 재배특성 및 관능평가 결과를 종합하면 유기농에 적합한 품종으로 판단되었다. 2012년 시험의 유기농에 적합한 녹비작물은 체내 질소함량, C/N율 및 찰옥수수 수량 결과를 종합하면 헤어리베치 및 자운영이 적합한 녹비작물로 판단되었다.  



말이 졸라리 어렵지만, 한마디로 요약하면... 미백2호, 찰옥4호, 대학찰 옥수수를 털갈퀴덩굴(헤어리베치)이나 자운영을 풋거름작물로 활용하여 유기재배하면 짱 좋다는 이야기입니다. 참고하세요. 


그런데 대학찰이 토종 옥수수를 죽인다아...


http://lib.dankook.ac.kr/dcollection/jsp/searchF/DcDetailView.jsp?itemId=000000177081

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유기농산물이 실제로 건강에 더 좋지 않다고 주장했던 스탠포드의 메타-분석 연구가 기억나는가? (나는 여기에 구멍을 좀 냈다.) 그 연구에 가려진 사실(나는 전체를 가지고 있으나 저작권 문제로 게재할 수 없다)은 유기농산물이 더 높은 수준의 페놀 -식물에서 자연적으로 발생하는 화학물로 항암효과가 있고 기타 퇴행성 질병에 좋다는- 을 가지는 경향이 있다는 결과이다. 

그 연구가 발표된 이후, 스탠포드 연구의 저자 가운데 한 명인 Dena Bravata 씨는 뉴욕타임즈 보고서에서 그 결과를 우습게 여겼다:

(유기농산물과 관행농산물 사이의 총 폐놀 수준의) 차이가 통계적으로 유의미하나, 차이의 크기는 연구마다 매우 다양하며, 그리고 그 데이터는 적은 수의 표본만 가지고 시험한 것이다. "나는 주의깊게 결과를 해석한다"고 Bravata 박사는 말한다. 

PLOS one에 2월 20일 발표된 논문은 유기농업과 페놀 사이의 관계를 강조한다. 연구팀은 브라질의 인근 밭에서 재배한 유기농과 관행농 토마토의 총 폐놀 함량을 비교한다. 똑같은 미기후와 비슷한 토양에서 토마토를 재배함으로써, 연구자들은 영양분 함량에 영향을 미칠 수 있는 환경요인을 통제할 수 있었다.

결과: 총 페놀 함량이 같은 때 수확한 관행농 토마토보다 유기농 토마토에서 139% 높다. 그리고 비타민C 함량은 55% 더 높은 것으로 기록되었다. 

저자들은 유기농의 식물이 경험하는 추가적인 스트레스 —해충을 방어하고, 토양에서 질소 같은 영양분을 더 어렵게 찾아다니는 등— 가 "산화 스트레스와 당분 같은 고농도 수용성 고체의 축적 및 비타민C와 페놀 합성물 같은 과일의 영양 품질에 기여하는 기타 화합물에 차이를 일으켰다"고 가정한다. 즉, 식물이 약간 고생할 때 이러한 중요한 영양분을 더 많이 발생시킨다는 것이다. 그리고 여타 페놀이 풍부한 과일과 채소에서 마찬가지로 사실일 수 있다. 

교체가 발생했다: 관행농 토마토는 훨씬 더 크다. 그러나 작은 토마토가 이용할 수 있는 영양분 밀도가 더 높다면 누가 큰 것을 바라겠는가? 내 경험상, 모든 작은 토마토가 동일하게 더 맛있었다.

이 논문이 복잡한 주제 안에서 하나의 데이터만 다룬다고 지적하는 것은 중요하다; 그리고 저자들은 스스로 유기농업에 의해 페놀 함량이 증가하는 것과 같은 기제를 이해하기 위해서는 더 많은 연구가 필요하다고 지적한다. 그러나 스탠포드의 논문도 인정하듯이, 거기에는 무언가 연결되어 있을 것 같다. 


http://goo.gl/xMyRi

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수세식 변기가 편리하긴 하지만, 농토에 공급할 중요한 영양분을 차단시켜 식량 생산을 화석연료에 의존하게 만들기에 생태적 파괴를 불러온다. 그러나 한국과 중국, 일본 등 동아시아에서는 4000년 동안 인간의 똥오줌을 매우 소중한 자원으로 활용했다. 특히 중국에서는 사람 똥을 특별히 설계한 수로망을 통해  배로 운송했다. 인간의 "폐기물"을 농토에 거름으로 활용한 덕에 동아시아에서는 음용수를 오염시키지 않고 많은 인구를 먹여살릴 수 있었다. 한편 중세 유럽의 도시들은 개방형 하수로를 선택했다. 그 개념은 19세기 말 네덜란드의 Charles Liernur가 고안한 정교한 진공하수처리 체계로 현대화되었다. 


그러나 겉보기에는 깨끗해 보이는 수세식 변기는 우리의 식량체계에서 자연의 순환을 박살내 버렸고, 매우 소중한 자원이 단지 폐기물로 전락하게 되었다. 우리가 작물을 재배하면 흙에서 필수 영양분을 빼먹게 된다. 그때 가장 중요한 삼요소가 바로 질소, 칼륨, 인이라 부르는 것들이다. 인간의 역사 대부분 동안 우리는 이러한 영양분을 배설물이나 음식물찌꺼기, 시신의 매장 등 우리의 몸에서 생산되는 것들을 순환시켜 흙에 되돌려주었다. 오늘날 우리는 그것을 대부분 바다에 버린다. (아래 그림은 Humanure Handbook에서 인용).





이것은 세 가지 이유에서 문제가 있으며 전혀 지속가능하지 않다. 


첫째, 강과 호수, 바다에 하수를 투기하면 물고기를 죽이고, 신선한 물을 마실 수 없게 만든다. 이것은 오직 수세식 변기와 값비싼 하수처리망 및 하수처리시설을 확장해야만 피할 수 있다(생명수에 대한 유해한 영향은 완벽히 제거되지 않음).


둘째, 토양비옥도를 유지하기 위해서 인공 화학비료가 필요하게 되었다. 2008년, 세계에서 거의 1억6000만 톤의 무기질비료가 사용되었다(1 & 2). 이것 없이 우리의 농토는 단 몇 년 안에 비옥도를 상실할 것이고, 그에 따라 식량 생산과 인구의 붕괴를 피할 수 없을 것이다. 


세 번째 문제는 수세식 변기로 모든 것을 "쓸어버리기" 위하여 훨씬 더 많은 양의 물을 소비한다는 점이다. 




수세식 변기는 에너지 집약적이다


담수의 생산, 하수처리시설의 건설과 유지 및 보수, 하수오물의 처리(슬러지), 무기비료의 생산은 모두 에너지 집약적이다. 질소(전체 화학비료 소비량의 절반 이상을 차지)는 원래 대기 중에 차고 넘치지만, 그것을 유용한 형태로 전환하려면 고온, 고압으로 가열과 가압이 필요하다. 이러한 (오염) 과정에 쓰이는 에너지는 천연가스나 중국의 경우에는 석탄발전소에서 얻는다. 


칼륨과 인은 채굴(수십 킬로미터의 깊이까지)하여 운송해야만 한다. 우리가 현재 1년에 소비하는 3700만 톤의 인 비료를 공급하려면 1억5000톤 이상의 인 광석이 필요하고, 2500만 톤의 칼륨 비료를 위해서는 4500만 톤의 칼륨 광석이 필요하다. 두 과정 모두 에너지 집약적이고 환경을 오염시킨다. 




중세의 변기


그나마 칼륨은 널리 분포하여 풍부하게 이용할 수 있지만(현재의 소비율에 비추어 보면, 약 700년 동안 경제적으로 활용할 수 있음), 인은 그렇지 않다(1 & 2). 세계 인 재고량의 90%가 소수의 국가에만 존재하고, 농업에서의 수요를 충족시킬 만큼 경제적으로 생산가능한 재고량은 단 30~100년치의 분량뿐이다. 해저에서 채굴하는 인을 포함하면 재고량이 훨씬 많아지지만, 이건 훨씬 더 에너지 집약적인 데다가 식량과 하수처리 체계의 지속가능성을 악화시킬 우려가 있다. 


바다에서 육지로 영양분을 가져오는 유일한 방법은 물고기나 해초를 먹은 바다새의 똥뿐이다. 물론 이 양은 매우 적다. 또한 이것은 우리가 음식을 먹고 하수오물을 바다에 투기하여 걸러진 것이기도 하다. 




문명의 상징


수세식 변기와 함께 하수처리 체계의 존재에 대해서는 아무도 의문을 제기하지 않는다. 그저 과학기술로 여기거나 문명의 상징이라 생각할 뿐이다 —오늘날 그러한 체계가 없는 국가들은 후진국이거나 시대에 뒤떨어졌다고 여겨진다. 그 까닭은 악취와 질병을 막는 유일한 대안이 수세식 변기와 하수처리 체계라고 믿기 때문이다. 


초기의 하수도와 수세식 변기를 발명한 로마제국이 붕괴한 뒤 19세기 말 직전까지, 서구의 사회에서는 지하수에 인간의 똥을 집중적으로 버리면서 도시의 수로와 강이 콜레라와 장티푸스 같은 치명적인 전염병을 발생시키는 근원이 되었다. 이는 똥오줌으로 오염된 물을 마심으로써 야기되었다. 사람들은 생리적 욕구를 거리나 뒤뜰 및 뻥 뚫린 정원에서 요강에 해결하거나, 심하게는 꽉 막힌 오수구덩이 등에서 해소했다 —인구밀도가 높은 도시에서는 절대 건강하게 생활할 수 없는 방법이다. 수세식 변기와 하수처리 체계는 적어도 선진국에서는 그러한 문제를 해결해 주었고, 아무도 다시는 그 비참한 위생 상태의 시대로 돌아가고 싶어 하지 않는다.




중국의 농업



그러나 오늘날에는 절대적인 수세식 변기가 위생 문제를 해결할 수 있는 유일한 방법은 아니다. 인간의 똥오줌을 음용수에서 분리시키는 더 지속가능한 방법도 존재한다. 중세와 초기 산업혁명 시기의 비참한 위생 상태는 순전히 서구사회의 현상일 뿐이다. 중국에서는 20세기에도 강물을 사람이 마셔도 안전했다. 


중국인들은 당시 유럽인과 미국인 들만큼 엄청난 수가 있었으며, 인구밀도가 높은 대도시도 있었다. 차이점이라면 그들이 농업 체계를 유지하기 위하여 인간의 "폐기물"을 거름으로 활용했다는 것이다. 똥과 오줌을 신경써서 소중하게 모았고, 때로는 꽤 먼 거리까지 운반했다. 그들은 다른 유기물과 함께 똥오줌을 섞어서 거름으로 만든 다음 농지에다 사용했다(위의 삽화처럼). 


그 방법은 일석이조의 효과가 있다: 음용수를 오염시키지 않을 뿐만 아니라, 농업을 영원히 이어갈 수 있다. 실제로 현재 가장 풍부한 자원인 칼륨의 재고량이 700년인데, 그보다 훨씬 긴 4000년 동안 계속 농사를 지어 왔지 않은가. 

그러한 중국의 방법은 한국과 일본에서도 마찬가지였다. 이는 미국 토양학자 프랭클린 하람 킹이 쓴 <4천년의 농부 http://goo.gl/iY7Pc>에 잘 나와 있다. 이 책은 값싼 인공 질소비료의 생산으로 이어진 하버-보쉬법이 고안된 무렵인 1911년에 출간되었다. 저자는 아시아인이 '인간거름'을 수집하고 활용하는 모습에 대해 모든 지면을 할애했다. 조지프 니덤Joseph Needham도 <중국의 과학과 문명 http://goo.gl/g4gnB>에서 여러 초기 자료를 인용하며 그 방법을 다루었다. Duncan Brown은 자신의 책에서 중국의 방법을 “Feed or Feedback: Agriculture, Population Dynamics and the State of the Planet“이라고 했다.




똥 장사꾼


<4천년의 농부> 저자인 킹이 중국을 방문했을 때, 중국의 성인 인구는 약 4억으로 추정된다. 이는 유럽의 전체 인구 약 4억과 미국의 1억에 비교된다. 4억 명이 싸는 똥과 오줌은 밀폐된 똥장군에 수거되었다. 각각의 집에서, 농촌의 마을에서 대도시로 그걸 한데 모았다. 몇몇 도시에서는 특별한 수로망과 배가 이를 위해서 건설되고 만들어졌다(아래 사진). 이것으로 중국이 서구와는 다르지만 비슷한 형태의 수상운송 하수처리망을 가지고 있었다고 주장할 수도 있겠다. 




킹이 중국을 방문했을 무렵, 중국에서는 매년 약 1억8200만 톤 이상의 똥오줌이 도시와 마을에서 수거되었다 — 성인 1명에 연간 450kg. 여기에는 흙으로 돌아갈 총 116만 톤의 질소, 37만6000천 톤의 칼륨과 15만 톤의 인이 함유되어 있다. 1908년 일본에서는 2385만295톤의  “인간거름”이 수거되어 흙으로 돌아갔다. 





상하이는 수백 척의 배(앞의 사진처럼)를 활용하여 특별히 설계된 수로망을 통해 사람들의 '생산물'을 거래하고 유통시켰다. 그 거래량은 연간 10만 달러에 이르렀다. 인간거름은 귀중한 상품으로 여겨졌다. 1908년 어느 중국의 사업가는 연간 7만8000톤에 달하는 인간거름의 수거권을 얻기 위하여 3만1000달러(오늘날의 70만 달러 이상일 수 있음)를 지불했다. 이건 다시 농촌 지역의 농민들에게 판매되었다. 


중국보다 훨씬 도시화가 이루어진 일본에서는 세입자가 양질의 똥을 주인에게 남기면 임대료를 덜 내도 되었다. 킹은 도쿄와 요코하마에서 가져온 인간의 똥짐을 나르는 인부들의 모습을 묘사하기도 했다(<4천년의 농부> 380쪽을 참조). 일본의 농촌에서는 손님이 방문한 집에서 똥을 누는 일을 반겼다고 한다. 농민들은 그 생산물(?)을 자신의 농지에 거름으로 주었다. 


동아시아에서 인간의 똥을 재활용하는 방법은 어떤 방문객들에게는 혐오감을 불러일으켰다. 포르투칼의 탐험가 Fernam Mendez Pinto가 1583년 작성한 글을 참조하라.1


4000년 동안 유지되던 체계가 20세기 초반 서구에서 수입된 인공 화학비료가 도착하면서 사라졌다. 오늘날 중국은 전 세계 무기비료 소비량의 28%를 담당하는 가장 큰 소비자이다. 현재 동아시아 전체는 세계의 인공 화학비료 가운데 절반 이상을 사용한다. 




유럽의 야간 분뇨(Night Soil) 수거


유럽에서도 인간의 "폐기물"을 수거했지만, 그 역사는 훨씬 짧고 규모도 작았다. 유럽에서는 주로 19세기 중반쯤 농업의 시대가 끝났다고 본다. 이 당시부터 도시로의 이주가 가속화되고, 그에 따라 하수처리 문제가 매우 악화되었다. 




그와 함께, 건강 전문가들이 콜레라와 장티푸스의 원인이 오염된 물을 마신 결과라는 것을 알아냈다. 농업에서 동물의 분뇨가 점점 줄어들면서 한번에 문제를 해결할 수 있는 방법이 나타났다. 몇몇 국가와 도시에서 마련한 첫 번째 체계는 흔히 "야간 분뇨" 수거로 알려진 동아시아와 비슷한 방법이다. 


똥과 오줌이 옥외 변기 아래에 놓인 운반이 가능한 목제 용기에 차곡차곡 모였고, 여기에서 악취가 나는 걸 막고자 흙과 재, 숯 등을 섞었다. 야간 분뇨 수거꾼이 정기적으로 방문하여(이름처럼 주로 밤에) 그 용기를 가져갔다. 위의 사진(출처)과 아래 사진(출처)이 그 모습이다. 


이렇게 가득찬 용기를 수레나 마차의 큰 통에 비우고는 곧바로 돌아가거나(통 청소는 사용하는 사람들이 담당), 가득 찬 통을 마차에 싣고 대신 빈 통을 주고 가기도 했다(이때는 청소부가 통을 청소함). 빈 용기를 다시 옥외 변기 아래에 놓고, 수거된 용기는 마차나 수레에 실어 도시 밖의 어느 지점까지 운반되었다. 그곳에서 똥오줌은 농업에 사용할 거름으로 만들어졌다. 




안타깝게도 폐기물의 수거와 운송이 한국이나 중국, 일본만큼 깔끔하고 효율적이며 위생적으로 이루어지지 않았다. 밀폐 용기를 사용하면 괜찮았지만 늘 그렇지는 못했다. 개방형 용기를 사용해서 악취가 풍기고 똥물이 튀었다(아래의 19세기 삽화, 출처). 용기를 나르고 수레에 비우는 동안 오물이 바닥으로 떨어졌다. 게다가 수거가 제때 이루어지지도 않았다. 특히 가난한 동네에서는 말이다. 




그럼에도 불구하고, 목제 용기는 유럽의 야간 분뇨 수거가 지닌 문제점을 해결하면서 개선되었다. 중세 시대에는 이른바 '똥 농부'가 거리와 뒤뜰, 오수구덩이에서 사람과 동물의 똥을 모아 자신의 농지에 활용하려는 농민에게 팔았다. 문제는 이들이 짐수레 한 대 분량의 똥을 팔려면 충분한 똥을 수거해야 한다는 점이었다. Duncan Brown은 이 상황을 간결하게 묘사한 Cipolla를 인용한다:


이 사업의 가장 우습고 비참한 측면은 가난한 사람들이 판매하기에 충분한 양의 똥이 쌓일 때까지 그걸 집에서 보관하다가 거리에 내놓아 수거해야 한다는 점이었다. 


중세 시대에 중국의 방법이 연상되는 야간 분뇨 수거법이 조직된 곳은 플랑드르 지역이다. 앤트워프의 마을 주변에서는 유기폐기물(인간의 똥, 도시 안의 말똥, 비둘기 똥, 운하의 오수와 음식물찌꺼기)의 관리가 16세기까지 중요한 산업의 한 분야였다. 18세기까지 스헬데 강을 따라서 네덜란드의 마을들에서 나온 똥을 바지선으로 운송해서 부리는 커다란 저장소들이 즐비했다.




Charles Liernur의 진공하수처리





두 번째 수거 방법은 네덜란드의 공학자 Charles Liernur이 1866년에 고안했다(특허권). 그의 진공 하수처리 체계는 초기의 하수처리 방법이 지닌 생태적이고 거름을 만드는 장점에다 오늘날과 같은 유수식 하수처리망의 편안함을 결합했다. 모든 집의 변기가 지하의 작은 수송관 구조로 연결되었고, 똥과 오줌이 즉시 집에서 내보내져 퇴적되었다. 


그러나 오늘날의 기술과 가장 큰 차이는 Liernur의 체계는 운송수단으로 물을 사용하지 않고 대기압을 활용한다는 점이다. 이는 똥을 물로 희석시키지 않음으로써 거름의 가치를 그대로 보존시켰다 —Liernur가 일부러 의도한 바이다. 한편 진공하수처리 체계는 각각의 집을 방문하고, 똥오줌이 찬 용기를 운반하고, 모든 사람의 잠을 방해할 필요가 없도록 만들었다. 그 방법은 아시아에서 사용하던 방법을 포함하여 야간 분뇨 체계를 확실하게 개선한 것이다.

 

몇몇 네덜란드의 도시들은 Liernur 체계를 갖추었다. 1871년에는 레이덴, 1872년에는 암스테르담, 1874년에는 도르트레히트. 처음에는 몇 천 가구만 진공하수처리망으로 연결되었는데, 암스테르담에서는 꽤 확대되었다. 19세기 말 암스테르담의 주민 약 9만 명이 Liernur 하수처리망으로 연결되었다. 이는 당시 암스테르담 인구의 약 20%이다. 암스테르담과 레이덴에서 그 체계는 거의 40년 동안 운영되었다. 또한 Liernur 체계는 체코의 프라하와 프랑스의 투르빌 쉬르 메르, 독일의 하나우, 영국의 스텐스테드에도 소규모로 도입되었다. 1892년에 설치된 투르빌의 체계는 1987년까지 운영되었다(출처). 오늘날 그 방법은 선박과 열차, 항공기에서 여전히 사용되고 있다. 


Liernur 체계의 프랑스 판은 Berlier 체계이다. 1880년 리옹에 시범적으로 도입되어 성공적으로 4km 거리의 하수오물을 처리했다. 1881년 5km의 연결망이 파리에서 시범적으로 도입되었다. 프랑스는 매우 진지하게 실험을 진행했다. 하수오물을 다양한 지점에서 유리로 된 수송관을 통해 관찰되었다. 기술적으로 Liernur 체계보다 우수한 Berlier 체계는 흠잡을 데 없이 작동했다. 그 시설로 신병훈련소의 많은 병사들이 파리에 주둔하면서 전혀 장티푸스가 만연하지 않았다. 




수세식 변기의 등장


기술적 성공에도 Berlier 체계는 실험단계 이상으로 나아가지 못했다. 네덜란드 건강자문위원회는 암스테르담에서의 성공을 바탕으로 1873년 Liernur 체계를 전국에 도입하자고 권고했지만 받아들여지지 않았다. Liernur는 유럽의 여러 도시(파리, 베를린, 스톡홀름, 뮌헨, 슈트트가르트, 취리히)와 미국(볼티모어)를 위한 계획을 설계했지만, 결코 실현되지 않았다. 


기압을 활용한 이 체계가 오늘날의 표준적인 하수처리 체계가 되지 못한 데에는 몇 가지 이유가 있다. 먼저, 수세식 변기와 상수도의 등장이 있다. 네덜란드에서는 Liernur 체계를 수세식 변기에 연결하는 사람들이 늘어나며 똥과 오줌이 희석되어 농업에서의 가치가 상당히 떨어졌다.

 

이 일이 발생하기 전에도 거름으로 활용하기 위한 하수오물의 판매는 기대하는 것만큼 이윤을 발생시키지 못했다. 건강 전문가들은 이윤이 위생 체계의 첫째 목표는 아니라고 했지만, 문제는 Liernur 스스로 자신이 개발한 체계의 중요한 이점이 경제적 이윤이라고 강조했다는 점이다. 이것이 투자자들을 유혹했고, 손해를 보기 시작하자 그들은 곧바로 등을 돌려 버렸다. 


네덜란드만이 아니라 서구 사회의 중요한 문제는 도시 규모의 성장이었다. 야간 분뇨 체계와 더 정교한 방법 모두는 결국 거대 도시를 유지하며 멀리 있는 농장들을 지원하는 데에 실패했다. 진공하수처리 체계에 대한 결정타는 1910년 값싼 생산법을 알아낸 무기비료의 등장이었다. 그것이 거름 부족 문제를 해결했다.


도시에서 오물을 처리하기 위하여 유수식 하수처리 체계를 구축하기 시작했기 때문에, 논리적으로 다음 단계는 하수오물을 똑같은 방법으로 처리하는 것이었다. 기본적으로 이것은 후진적인 것이다. 똥은 다시 지표수에 방출되어 쓸모없이 하류로 떠내려갔다. 선진국에서 하수처리시설이 일반화되기 전까지 70년 동안 그러했다. 




세 가지 미래의 가능성


우리가 식량 공급의 자연적인 순환을 회복하고자 한다면, 세 가지 기술적 가능성이 존재한다. 각각의 집에서 똥을 다른 유기물과 함께 모아 퇴비화 화장실을 활용하여 하수오물을 처리하는 현대적 방식을 개발할 수 있다. 오줌은 별도의 통으로 흘러가게 하여 1년에 한 번 치운다(이 방법은 이른바 오줌 분리 변기라 하여 일부 네덜란드와 스웨덴의 거주 지역에 존재함). 또는 똥이 물에 희석되지 않고 자동적으로 모이는 Liernur이나 Berlier 체계를 현대적으로 변용하여 개발할 수 있다.


진공하수처리 체계는 1960~1970년대 이후 일부 새로운 주택단지에 제한적으로 적용되었다. 미국, 영국, 호주, 독일, 몰디브, 아프리카 남부, 중동의 수백 채의 집에서 운영된다(개관). 진공하수처리 체계의 설치는 기존 하수처리 체계보다 2배 정도 싸다. 또한 진공 체계는 더 빨리 만들고 유지하기도 쉽다. 땅속 깊이 파묻지 않아도 되는 더 작은 튜브로 구성된다 –도로 표층에 좁은 도랑만으로도 충분하다.


세 번째 기술은 다른 두 가지 방식보다 몇 배 많은 비용이 든다. 현재의 유수식 하수처리 체계의 희석된 하수오물을 거름으로 사용하는 것이다. 기본적으로 이 방식은 이미 비싸고 복잡한 시설에 값비싼 시설과 복잡한 공정이 추가로 필요하다. 희석된 하수오물을 말려야 할 뿐만 아니라 정화해야 한다. 이는 하수오물 슬러지가 인간의 폐기물만이 아니라 가정과 공장에서 나온 많은 다른 폐기물(독성을 포함)을 함유하고 있기 때문이다. 


흥미롭게도 우리가 하수처리 체계에서 똥과 오줌을 제거하면, 유수식 하수처리 체계를 제거할 수 있을 뿐만 아니라 더 나아가 상당한 비용과 에너지를 절감할 수 있다. 빗물을 활용하고(기본적으로 포장된 표면을 제거) 지역에서 생활하수를 재사용하는 대안을 실행할 수 있다.




거름 만들기


인간의 똥오줌은 처리를 거쳐 거름으로 사용할 수 있다. 이는 이미 처리되지 않은 똥이 "식물을 태워나 죽이고, 싹을 썩게 하며 인간의 손과 발에 해를 끼친다"며 위험을 경고한 중국의 농서를 통해서도 잘 알려져 있다. 오늘날에는 건강에 위험을 끼친다는 것까지 알고 있다. 프랭클린 하람 킹과 조지프 니덤은 통시(아래의 그림처럼)를 결합시킨 중국인의 지혜에 찬사를 보냈다. 그러나 Duncan Brown은 그들의 퇴비화 기술에 비판적이다. 중국인들이 음용수를 깨끗하게 유지함으로써 얻는 혜택이 작물을 통해 발생하는 질병으로 상쇄될 수 있다는 것이다. 


위장 질환이 그 지역에 만연했다. 한국과 일본에서는 흡충병이 일반적이었다. 거름으로 준 인간의 똥이 흘러들어간 연못ㅇ서 잡은 날생선을 먹었기 때문이다. 그러나 그러한 질병들은 그들의 자연과 전염되는 방법을 이해하면 피할 수 있었다. 상대적으로 현대적인 탱크나 산화탱크, 이른바 퇴비화 화장실과 같은 장치를 제대로 사용했다면 인간의 똥을 거름으로 사용함으로써 야기되는 위장 질환의 위험을 피할 수 있었을 것이다.



퇴비화 과정은 늘 최우선이고, 이는 두 가지 방식으로 할 수 있다. 첫 번째는 저온 발효이다. 그 기술은 “Humanure Handbook“에 설명되어 있다. 저온 발효는 저온에서 이루어지고 적당한 기후에서 1년이 걸린다. 안전을 위하여 대부분 무취의 퇴비를 먹는 부분과 거름이 직접적으로 닿지 않게 재배하는 작물(과일처럼)이나 먹지 않는 식물(꽃과 화분 등)에 사용한다.


두 번째 방법은 고온 발효이다. 더 빨리 거름으로 만들 수 있고, 먹으려고 하는 작물에 사용할 수 있다. 몇몇 국가에서는 몇 년에 걸쳐 산업화에 성공했다. 흥미롭게도 이 과정의 첫 번째 단계는 전기를 발생시키고, 더 나아가 전체 체계의 지속가능성을 개선한다. 2005년 이후 네덜란드의 Orgaworld라는 기업의 공장은 여러 유기물과 함께 아기와 노인들의 기저귀를 통해 퇴비를 만든다. 그를 통하여 약 6주 걸려서 병원균이나 호르몬이 없는 고품질 퇴비를 만드는 최첨단 공정이다. 그 기업은 또한 캐나다와 영국에 공장을 세웠다. 




인간거름을 사용하여 세계를 먹여살릴 수 있을까?


우리는 인공적인 질소와 채굴하는 칼륨과 인을 대체하여 자연적인 거름을 충분히 생산할 수 있을까? 프랭클린 하람 킹이 수집한 자료에 따르면, 성인 1인당 하루에 평균 1135그램의 똥오줌을 싼다. 여기에 얼마나 많은 질소, 칼륨, 인이 함유되어 있을까? 무엇을 먹느냐에 따라 달라진다.


100년 전 킹은 중국에서 다양한 연구결과를 인용하는데,  1인당 연간 질소는 2.9~6kg, 칼륨은 0.9~2kg, 인은 0.4~1.5kg의 범위라고 한다.

 

현재 세계의 인구는 약 70억으로 추산된다. 그들이 20세기 킹이 조사한 중국인들과 비슷하게 먹는다고 가정하자. 이렇게 하면 세계의 인구가 질소 4200만 톤, 칼륨 1400톤, 인 1050만 톤을 생산할 수 있다. 이것으로 인공 화학비료를 쓰지 않아도 충분할까? 한눈에 보아도 아니다. 오늘날 인공 화학비료의 생산은 다음과 같다.

  • 질소 9990톤으로 모든 사람이 생산할 수 있는 양의 2배 이상(4200만 톤)
  • 칼륨 3700톤으로 사람들이 생산할 수 있는 양의 약 4배(1400톤)
  • 인 2580톤으로 사람들이 생산할 수 있는 양의 1.8배 이상(1050만 톤)


가축


그러나 인간은 똥 생산을 외주로 해결할 수 있는 가축이 있다. 인공 화학비료의 엄청난 양이 가축의 사료를 생산하는 데 쓰인다. 이러한 동물들은 지구의 모든 인간보다 더 많은 양의 거름을 생산한다. 2004년 가축의 배설물은 1억2500만 톤의 질소와 5800만 톤의 인을 함유하고 있다고 추산된다(칼륨 함유량에 대한 자료는 없어 넘어감). 인간거름으로 생산할 수 있는 양보다 질소는 3배, 인은 6배 이상이다. 

 

동물은 중국의 인간거름에 기반한 농업에서는 덜 중요한 역할을 담당했지만, 중세 시대의 유럽에서는 가축의 똥이 중요한 거름원 역할을 수행했다. 동물은 똥은 절대 그냥 버려지지 않았다. 조지프 니덤은 Fussell을 인용한다.


15~17세기 유럽의 농민들은 크고 작은 고민거리가 있었다. 그것은 거름이다. 그들은 어떠한 공급원도 소홀히 하지 않았다. 그들이 재배하는 모든 작물의 성공은 그들이 모아서 사용할 수 있는 양에 의존했다. 그들은 충분한 퇴비를 만들기 위해서라면 헤라클레서의 노역이라도 떠맡을 의지가 있었다. 


우리의 건강과 환경을 위하여 고기 소비를 줄여야 할 여러 가지 좋은 이유가 있다 —가축 생산은 삼림 파괴의 주요한 원인이다(이는 토양 악화의 주요한 원인이 됨).


그러나 우리가 지나친 고기 소비를 포기하고 싶지 않다면, 최소한 “충분한 퇴비 생산을 위하여 헤라클레서의 노역을 떠맡을” 각오가 되어 있어야 한다.  


그것이 인공 화학비료의 사용량을 증가시키는 것을 막는 것은 물론, 매년 환경에 9100만 톤의 질소와 4900만 톤의 인을 폐기하여 생태계를 파괴하는 것도 막을 수 있다. 이 대부분이 어떠한 처리도 없이 비용 효율적인 폐기물 관리방법으로 도시 인근의 농지에 과다 사용됨으로써 불법적 또는 합법적으로 행해진다.  






음식물찌꺼기와 관리 기술


그냥 버려지는 또 다른 자연 거름 물질원이 있다. 그것은 바로 음식물찌꺼기이다. 이 경우 역시 소중한 자원으로 변화시킬 수 있다. 음식물찌꺼기는 고기 생산의 지속가능성을 향상시키도록 돼지의 먹이로 쓸 수도 있다. 그 대신 우린 돼지에게 곡물을 먹인다. 미국에서 발생하는 음식물찌꺼기 전체의 단 3%만이 재활용된다. 나무지는 매립되어 엄청난 양의 온실가스를 배출하고 있다. 


거기에는 수요를 낮출 수 있다는 잠재성도 가지고 있다. 오늘날 화학비료를 사용하는 주요한 원인 가운데 하나는 과소비 때문이다. 인공 화학비료는 값이 싸고 그 결과 농민들은 작물을 재배하며 너무 많은 양의 화학비료를 쓰는 경향이 있다. 이는 많은 영양분이 토양침식과 빗물에 쓸려가고 침출되어 상실된다는 것을 의미한다. 이러한 영양분이 하수처리시설을 통하지 않고 흘러가 지하수와 강, 바다가 오염된다. 


이는 초기 중국의 농업과 유럽의 중세 시대와 큰 차이가 나는 점이다. 당시에는 거름이 남아돌지 않았기에 농민들은 신중하게 시비를 했다. 오늘날의 농민들은 철저한 기술을 통하여 더 적은 양의 화학비료를 사용하여 비슷한 수준의 수확량을 올릴 수 있다. 오늘날 유기농업에서 적용되고 있는 역사적으로 중요한 기술인 작물의 돌려짓기와 사이짓기, 풋거름작물의 사용이 그것이다. 이를 통해 화학비료에 대한 수요를 줄일 수 있다. 




영양 균형


잠시 이 모든 정보를 이해해 보자. 1억6600만 톤의 질소와 7200만 톤의 인을 생산할 수 있는 가축과 사람이 존재한다. 이 대부분은 버려지고, 생태계 파괴를 일으키고 있다. 


이와 함께 공장에서는 9990만 톤의 인공 질소비료와 3700만 톤의 인 비료를 생산한다. 지나치게 남용되어 오염을 증가시키고 막대한 양의 에너지를 낭비한다. 인구와 가축의 성장이 예상되면서 생물학적, 인공적으로 생물연료를 만드는 에너지 작물에 대한 수요가 증가할 것이고 상황은 더욱 악화될 것이다. 



인류는 이미 무기비료 없이 지속할 수 있는 단계를 훌쩍 지나 버렸다. 20세기의 인구 폭발은 결국 인공 화학비료 덕이었다. 그러나 이는 문제가 되지 않을 것이다. 인간과 동물의 막대한 양의 똥이 무기비료에서 유래한 영양분을 포함하고 있으며, 우리는 주로 무기비료로 재배된 음식을 먹기 때문이다. 인간은 이미 지구 생태계에서 영양분의 양을 2배로 만들었다고 추산된다. 따라서 중요한 문제는 무기비료를 생산하는 것이 아니라, 우리가 그것들을 재활용하지 않는다는 데에 있다.




물류 문제


가축의 똥만 고려해도 70억 인구가 먹고살기 위해 이용할 수 있는 충분한 자연 거름이 있다. 동물의 똥을 사용하는 데에는 아무런 금기도 없는데 왜 그걸 사용하지 않는가? 동물의 똥으로 농지에 적용된 영양분은 1996년 세계적으로 질소 3400만 톤(전체의 28%)과 인 880톤(전체의 15%)에 지나지 않는다고 추산된다. 따라서 버려지는 양이 인공 화학비료 생산과 같거나(질소는) 초과한다(인의 경우).


이는 지구적 규모로 운영되는 공장식 집중형 고기와 유제품 생산 체계 때문이다. 많은 국가에서 소들이 세계의 반대편에서 생산된 사료를 먹는다. 그래서 순환 고리를 닫기 위하여 사료가 온 곳으로 다시 똥을 실어 보내야 한다. FAO는 다음과 같이 이야기한다.


사료가 재배된 같은 대륙에서 사육된 가축이더라도, 그 공업형 사료 생산의 규모와 지리적 집중은 똥을 재활용할 방법을 방해하여 전체적 불균형을 야기한다. 많은 노동력과 운송비용은 생산시설의 바로 인근에서 유기비료로 똥을 사용하는 일을 제한하곤 한다.


물론 인간의 똥도 마찬가지일 수 있다. 가축과 같이 인간은 농지가 보이지 않는 대도시에 지리적으로 집중되어 있다. 가축과 같이 인간은 자신이 살고 있는 곳에서 멀리 떨어진 지역에서 생산된 먹을거리를 먹는다. 이는 인간거름을 수거하려고 한다면, 식량이 소비되는 곳에서 식량이 생산되는 곳으로 운송해야 한다는 것을 뜻한다. 결과적으로 영양 요소를 재활용하려면 전 세게에 트럭이나 선박, 기차(또는 하수처리 수송관)처럼 똥을 운송하는 대규모 물류 체계가 필요해진다.




우리는 모든 똥이 먹을거리가 재배된 곳으로 다시 보내져야 한다고 말하지는 않는다. 그건 불가능하고 터무니없다. 영양의 수입과 수출 사이의 균형을 계산하자는 것이다. 먹을거리를 수출하는 국가들은 다른 먹을거리를 수입하는 대신 똑같은 수확량을 올리고 음식의 다양성을 증가시키는 똥을 선택하는 것이다. 우리에게 기본적으로 필요한 것은 복잡한 영양분을 계산하는 체계이다.




인구의 분산


물론 근본적인 해결책은 지역에서 먹을거리를 생산하는 것이다. 이는 똥을 수송할 필요도 없앨 뿐만 아니라, 식량은 운송할 필요도 없앤다. 가축 생산이 지리적으로 더욱 다양화되고 농사와 복합적인 방식으로 바뀌면, 모든 동물의 똥이 사용되어 인공적인 화학비료가 불필요해질 것이다. 


도시가 더 작아지고 농촌 지역으로 균일하게 분산된다면, 농지에 인간거름을 돌려주기 위한 물류는 매우 단순해질 것이다. 물론 이것은 인간 인구의 ‘지방 분산’은 인구가 밀집된 도시가 더 균일하게 분산된 인구보다 더 지속가능하다는 개념에 반대되는 것이다. 그 과제는 교외 지역을 폐기시키지 않을 것이고, 오히려 더 자립적으로 만들 것이다. 





출처


읽을거리:


  1. "You must know that in this country there are many of such as make a trade of buying and selling mens Excrements, which is not so mean a commerce among them, but that there are many of them grow rich by it, and are held in good account. They which make a trade of buying it go up and down the streets with certain Clappers, like our Spittle men, whereby they give to understand what they desire without publishing of it otherwise to people, in regard the thing is filthy of itself; whereunto I will adde thus much, that this commodity is so much esteemed among them, and so great a trade driven of it, that into one sea port, sometimes there comes in one tyde two or three hundred Sayls laden with it." [본문으로]
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세계적으로 유기농업을 실천하는 농경지는 2011년 3720만 헥타르로서, 1999년 1100만에서 약 3배 증가했다. 그 가운데 호주 1200만, 아르헨티나 380만, 미국 190만 헥타르를 차지.
그러나 이 정도 수치는 세계의 전체 농지 가운데 단 0.86% 수준으로 매우 미미함. 즉 유기농업은 아직도 달나라 이야기라는 소리.


그런데 유기농산물의 시장 규모는 629억 달러로, 1999년 152억에서 약 4배 증가. 유기농업은 별로인 미국이 소비는 가장 많은 약 290억 달러를 담당. 이러니 미국에서는 산업형 유기농업이 나쁘다는 이야기가 나온다.

(출처: IFOAM)

IFOAM 유기농업자료.pdf


한편 유기농업과 대척점에 있다고 볼 수 있는 GM 작물의 경우.
지난해 세계적으로 1억 7030만 헥타르에서 재배하여, 유기농업의 약 5배 규모.

유기농업에는 소홀한 미국의 농민들이 여전히 세계에서 가장 많은 GM 작물을 심고, 요즘 브라질이 마구 치고 올라오고 있다.

주로 재배하는 작물은 역시 옥수수와 콩. 

(출처: ISAAA 2012 보고서)



IFOAM 유기농업자료.pdf
0.57MB
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덮개작물을 이용해 흙을 건강하게 만드는 미국의 농부들 이야기.


풀이 쓰잘데기 없는 존재가 아니라구요.


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